Form 4 for HPE Hewlett Packard Enterprise
Accepted 2022-09-21 00:00:00 ET · period of report 2022-09-19 · accession 0001062993-22-019825 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-09-21 | 2022-09-19 | HPE | ROBBIATI TAREK | EVP, CFO | M - OptEx | $12.98 | +47.7K | 47.7K | New | +$618.7K |
| D | 2022-09-21 | 2022-09-19 | HPE | ROBBIATI TAREK | EVP, CFO | F - Tax | $12.98 | -16.5K | 31.2K | -35% | -$214.0K |
| DM | 2022-09-21 | 2022-04-08 | HPE | ROBBIATI TAREK | EVP, CFO | A - Grant | — | +7,873 | 128.7K | +7% | — |
| D | 2022-09-21 | 2022-09-19 | HPE | ROBBIATI TAREK | EVP, CFO | M - OptEx | — | -47.7K | 47.7K | -50% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-19 | M | A | 47,667 | $12.98 | 47,667 | D | — | — | |
| 2 | Common | Common Stock | 2022-09-19 | F | D | 16,484 | $12.98 | 31,183 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2022-04-08 | A | A | 696.61 | — | 46,401.44 | D | — · — to — | 696.61 Common Stock | (F3) As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which vested on 12/10/20, 42,088 of which vested on 12/10/21, and 42,088 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 313.6994 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, and 382.9083 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 4 | Derivative | Restricted Stock Units | 2022-04-08 | A | A | 1,933.56 | — | 122,379.94 | D | — · — to — | 1,933.56 Common Stock | (F5) As previously reported, on 03/15/21 the reporting person was granted 233,645 RSUs, 116,822 of which vested on 12/15/21 and 116,823 of which will vest on 12/15/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 870.7304 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, and 1,062.8324 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 5 | Derivative | Restricted Stock Units | 2022-04-08 | A | A | 3,228.46 | — | 199,653.90 | D | — · — to — | 3,228.46 Common Stock | (F6) As previously reported, on 12/09/21 the reporting person was granted 195,059 RSUs, 65,019 of which will vest on 12/09/22, and 65,020 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,453.8559 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, and 1,774.6080 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 6 | Derivative | Restricted Stock Units | 2022-04-08 | A | A | 2,014.28 | — | 128,701.82 | D | — · — to — | 2,014.28 Common Stock | (F4) As previously reported, on 12/10/20 the reporting person was granted 182,550 RSUs, 60,850 of which vested on 12/10/21, and 60,850 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 907.0807 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, and 1,107.2024 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 7 | Derivative | Restricted Stock Units | 2022-09-19 | M | D | 47,667 | — | 47,667 | D | — · — to — | 47,667 Common Stock | (F2) As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which vested on 09/19/21, 42,067 of which vested on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 627.0932 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 765.4435 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 5,600 vested RSU dividend equivalent rights and a de minimus adjustment of 0.72690 due to fractional rounding of the dividend. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |