Form 4 for DELL Dell Technologies

Accepted 2022-09-22 00:00:00 ET · period of report 2022-09-20 · accession 0001062993-22-019877 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2022-09-22	2022-09-20	DELL	Kullman Ellen Jamison	Dir	A - Grant	$0.00	+8,795	57.4K	+18%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class C Common Stock	2022-09-20	A	A	8,795	$0.00	57,351	D	—	—	(F1) Represents a grant of 677 shares of Class C Common Stock, 1,523 restricted stock units ("RSUs") and 6,595 deferred stock units ("DSUs"). The RSUs and DSUs vest in full on the first anniversary of the annual meeting of stockholders of Dell Technologies Inc. held on June 27, 2022, contingent on the reporting person's continued service on such vesting date. (F2) On November 1, 2021, the Issuer completed a special distribution of all of the shares of common stock of its former subsidiary, VMware, Inc., that it beneficially owned to its stockholders on a pro rata basis (the "Transaction"). In connection with the Transaction, the Issuer implemented an equitable adjustment to outstanding equity awards held by participants in the Issuer's 2013 Stock Incentive Plan in accordance with the terms of the plan, as a result of which (a) 541 RSUs previously reported by the reporting person were adjusted to a total of 1,065 RSUs, (b) 21,950 DSUs previously reported by the reporting person were adjusted to a total of 43,207 DSUs and (c) 138,584 options to purchase Class C Common Stock of the Issuer ("stock options") previously reported by the reporting person were adjusted to a total of 272,736 stock options. The adjusted exercise prices of the stock options range from $13.60 to $31.14, inclusive.