Form 4 for HUM Humana
Accepted 2022-10-05 00:00:00 ET · period of report 2022-09-20 · accession 0001062993-22-020494 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-10-05 | 2022-09-20 | HUM | Huval Timothy S. | Chief Administrative Off | M - OptEx | $346.72 | +7,437 | 6,680 | New | +$2.58M |
| D | 2022-10-05 | 2022-09-20 | HUM | Huval Timothy S. | Chief Administrative Off | G - Gift | $0.00 | -800 | 4,968 | -14% | $0 |
| D | 2022-10-05 | 2022-09-20 | HUM | Huval Timothy S. | Chief Administrative Off | S - Sale+OE | $505.51 | -7,437 | 4,968 | -60% | -$3.76M |
| DM | 2022-10-05 | 2022-09-20 | HUM | Huval Timothy S. | Chief Administrative Off | M - OptEx | $0.00 | -7,437 | 324 | -96% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Humana Common | 2022-09-20 | M | A | 4,058 | $350.79 | 10,738 | D | — | — | |
| 2 | Common | Humana Common | 2022-09-20 | G | D | 800 | $0.00 | 4,968 | D | — | — | (F9) Shares disposed of represent a gift/charitable donation, effective September 20, 2022, in which no value was received in return. |
| 3 | Common | Humana Common | 2022-09-20 | M | A | 1,667 | $376.61 | 12,405 | D | — | — | |
| 4 | Common | Humana Common | 2022-09-20 | S | D | 7,437 | $505.51 | 4,968 | D | — | — | (F10) Price reported is weighted average sales price. |
| 5 | Common | Humana Common | 2022-09-20 | M | A | 1,712 | $307.97 | 6,680 | D | — | — | |
| 6 | Derivative | Options | 2022-09-20 | M | D | 4,058 | $0.00 | 2,030 | D | $350.79 · — to 2027-02-24 | 4,058 Humana Common | (F2) Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23. |
| 7 | Derivative | Options | 2022-09-20 | M | D | 1,667 | $0.00 | 3,336 | D | $376.61 · — to 2028-02-22 | 1,667 Humana Common | (F3) Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24. |
| 8 | Derivative | Options | 2022-09-20 | M | D | 1,712 | $0.00 | 324 | D | $307.97 · — to 2026-02-25 | 1,712 Humana Common | (F1) Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22. |