Form 4 for HPE Hewlett Packard Enterprise
Accepted 2022-10-25 00:00:00 ET · period of report 2022-10-23 · accession 0001062993-22-021114 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-10-25 | 2022-10-23 | HPE | MacDonald Neil B | EVP, GM of Compute | M - OptEx | $13.47 | +13.9K | 16.6K | +509% | +$187.0K |
| D | 2022-10-25 | 2022-10-25 | HPE | MacDonald Neil B | EVP, GM of Compute | S - Sale+OE | $13.60 | -2,452 | 9,360 | -21% | -$33.3K |
| D | 2022-10-25 | 2022-10-23 | HPE | MacDonald Neil B | EVP, GM of Compute | F - Tax | $13.47 | -4,803 | 11.8K | -29% | -$64.7K |
| D | 2022-10-25 | 2022-10-23 | HPE | MacDonald Neil B | EVP, GM of Compute | M - OptEx | — | -13.9K | 0 | -100% | — |
| DM | 2022-10-25 | 2022-01-07 | HPE | MacDonald Neil B | EVP, GM of Compute | A - Grant | — | +4,990 | 12.9K | +63% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-10-23 | M | A | 13,885 | $13.47 | 16,615.42 | D | — | — | (F1) The total beneficial ownership includes the acquisition of 7.6590 shares at $17.2141 per share received on 01/07/22 through dividends paid in shares, 8.2690 shares at $16.0544 per share received on 04/08/22 through dividends paid in shares, 10.0510 shares at $13.3076 per share received on 07/08/22 through dividends paid in shares, and 10.7460 shares at $12.5591 per share received on 10/07/22 through dividends paid in shares. |
| 2 | Common | Common Stock | 2022-10-25 | S | D | 2,452 | $13.60 | 9,360.42 | D | — | — | (F2) The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/11/22. |
| 3 | Common | Common Stock | 2022-10-23 | F | D | 4,803 | $13.47 | 11,812.42 | D | — | — | |
| 4 | Derivative | Restricted Stock Units | 2022-10-23 | M | D | 13,885 | — | 0 | D | — · — to — | 13,885 Common Stock | (F5) The number of derivative securities in column 5 also reflects 1,400 vested RSU dividend equivalent rights and a de minimus adjustment of 0.6566 due to fractional rounding of the dividend. (F4) As previously reported, on 10/23/19, the reporting person was granted 37,453 Restricted Stock Units ("RSUs"), 12,484 of which vested on 10/23/20, 12,484 of which vested on 10/23/21, and 12,485 of which vested on 10/23/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 87.4606 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, 93.0559 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 113.5861 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 120.2408 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 5 | Derivative | Restricted Stock Units | 2022-01-07 | A | A | 3,236.72 | — | 100,765.72 | D | — · — to — | 3,236.72 Common Stock | (F8) As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 683.21540 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, 726.92420 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 887.29950 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 939.28410 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 6 | Derivative | Restricted Stock Units | 2022-01-07 | A | A | 1,369.11 | — | 44,024.11 | D | — · — to — | 1,369.11 Common Stock | (F7) As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, and 20,627 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 288.99470 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, 307.48320 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 375.32070 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 397.30980 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 7 | Derivative | Restricted Stock Units | 2022-01-07 | A | A | 384.11 | — | 12,871.11 | D | — · — to — | 384.11 Common Stock | (F6) As previously reported, on 12/10/19, the reporting person was granted 34,722 RSUs, 11,574 of which vested on 12/10/20, 11,574 of which vested on 12/10/21, and 11,574 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 81.0788 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, 86.2658 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 105.2980 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 111.4671 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |