InsiderTrades

Form 4 for HPE Hewlett Packard Enterprise

Accepted 2022-10-31 00:00:00 ET · period of report 2022-10-28 · accession 0001062993-22-021281 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DI 2022-10-31 2022-10-28 HPE ROBBIATI TAREK EVP, CFO S - Sale $14.28 -80.4K 133.3K -38% -$1.15M
DM 2022-10-31 2022-10-07 HPE ROBBIATI TAREK EVP, CFO A - Grant — +4,986 201.5K +3% —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2022-10-28 S D 80,421 $14.28 133,321 I by The Robbiati Family Trust dated 02/04/20 — — (F3) The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/01/22 as Trustee of The Robbiati Family Trust dated 02/04/20 (a revocable grantor trust). (F4) The price in Column 4 is a weighted average price. The prices actually paid ranged from $14.25 to $14.370349. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. (F2) The total indirect beneficial ownership reflects an increase of 31,183 shares due to the transfer of the shares previously reported as being held directly by the reporting person into the Robbiati Family Trust dated 02/04/20 on 10/10/22.
2 Derivative Restricted Stock Units 2022-10-07 A A 405.15 — 48,072.15 D — · — to — 405.15 Common Stock (F6) As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which vested on 09/19/21, 42,067 of which vested on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 405.1493 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. (F5) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
3 Derivative Restricted Stock Units 2022-10-07 A A 405.34 — 46,806.79 D — · — to — 405.34 Common Stock (F7) As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which vested on 12/10/20, 42,088 of which vested on 12/10/21, and 42,088 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 405.3419 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. (F5) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
4 Derivative Restricted Stock Units 2022-10-07 A A 1,172.07 — 129,873.89 D — · — to — 1,172.07 Common Stock (F8) As previously reported, on 12/10/20 the reporting person was granted 182,550 RSUs, 60,850 of which vested on 12/10/21, and 60,850 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,172.0706 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. (F5) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
5 Derivative Restricted Stock Units 2022-10-07 A A 1,125.10 — 123,505.04 D — · — to — 1,125.10 Common Stock (F9) As previously reported, on 03/15/21 the reporting person was granted 233,645 RSUs, 116,822 of which vested on 12/15/21 and 116,823 of which will vest on 12/15/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,125.1011 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. (F5) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
6 Derivative Restricted Stock Units 2022-10-07 A A 1,878.58 — 201,532.48 D — · — to — 1,878.58 Common Stock (F10) As previously reported, on 12/09/21 the reporting person was granted 195,059 RSUs, 65,019 of which will vest on 12/09/22, and 65,020 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,878.5778 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. (F5) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.