Form 4 for SCHW Charles Schwab Corporation
Accepted 2022-11-02 00:00:00 ET · period of report 2022-10-31 · accession 0001062993-22-021417 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-02 | 2022-10-31 | SCHW | Morgan Peter J. III | EVP, GC, MD | M - OptEx | $41.98 | +7,322 | 11.9K | +160% | +$307.4K |
| D | 2022-11-02 | 2022-10-31 | SCHW | Morgan Peter J. III | EVP, GC, MD | S - Sale+OE | $80.03 | -7,322 | 4,578 | -62% | -$586.0K |
| D | 2022-11-02 | 2022-10-31 | SCHW | Morgan Peter J. III | EVP, GC, MD | M - OptEx | $0.00 | -7,322 | 14.6K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-10-31 | M | A | 7,322 | $41.98 | 11,900 | D | — | — | |
| 2 | Common | Common Stock | 2022-10-31 | S | D | 7,322 | $80.03 | 4,578 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $79.95 to $80.10. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Derivative | Nonqualified Stock Option (right to buy) | 2022-10-31 | M | D | 7,322 | $0.00 | 14,643 | D | $41.98 · 2021-03-02 to 2030-03-02 | 7,322 Common Stock |