Form 4 for HUM Humana
Accepted 2022-11-07 00:00:00 ET · period of report 2022-11-03 · accession 0001062993-22-021625 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-07 | 2022-11-03 | HUM | Deshpande Samir | CIO | M - OptEx | $291.11 | +9,402 | 6,434 | New | +$2.74M |
| DM | 2022-11-07 | 2022-11-03 | HUM | Deshpande Samir | CIO | F - Tax | $560.14 | -714 | 6,110 | -10% | -$399.9K |
| D | 2022-11-07 | 2022-11-03 | HUM | Deshpande Samir | CIO | S - Sale+OE | $565.95 | -7,962 | 6,255 | -56% | -$4.51M |
| DM | 2022-11-07 | 2022-11-03 | HUM | Deshpande Samir | CIO | M - OptEx | $0.00 | -9,402 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Humana Common | 2022-11-03 | M | A | 1,116 | $268.47 | 6,645 | D | — | — | |
| 2 | Common | Humana Common | 2022-11-03 | M | A | 5,064 | $307.97 | 14,217 | D | — | — | |
| 3 | Common | Humana Common | 2022-11-03 | M | A | 2,898 | $268.47 | 9,153 | D | — | — | |
| 4 | Common | Humana Common | 2022-11-03 | F | D | 179 | $560.14 | 6,255 | D | — | — | (F10) Shares reported were swapped for the purchase price of options exercised, using FMV on 11/2/2022. Shares were not sold or disposed of for value in return. |
| 5 | Common | Humana Common | 2022-11-03 | M | A | 324 | $307.97 | 6,434 | D | — | — | |
| 6 | Common | Humana Common | 2022-11-03 | F | D | 535 | $560.14 | 6,110 | D | — | — | (F10) Shares reported were swapped for the purchase price of options exercised, using FMV on 11/2/2022. Shares were not sold or disposed of for value in return. |
| 7 | Common | Humana Common | 2022-11-03 | S | D | 7,962 | $565.95 | 6,255 | D | — | — | (F11) Price reported is weighted average sales price. |
| 8 | Derivative | Options | 2022-11-03 | M | D | 5,388 | $0.00 | 0 | D | $307.97 · — to 2026-02-25 | 5,388 Humana Common | (F2) Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 2/25/20 to 2/25/22. |
| 9 | Derivative | Options | 2022-11-03 | M | D | 4,014 | $0.00 | 0 | D | $268.47 · — to 2025-02-19 | 4,014 Humana Common | (F1) Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three increments from 2/19/19 to 2/19/21. |