Form 4 for HUM Humana
Accepted 2022-11-07 00:00:00 ET · period of report 2022-11-03 · accession 0001062993-22-021627 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-07 | 2022-11-03 | HUM | Wheatley Timothy Alan | Segment Pres, Retail | M - OptEx | $333.70 | +15.6K | 23.4K | +198% | +$5.20M |
| DM | 2022-11-07 | 2022-11-03 | HUM | Wheatley Timothy Alan | Segment Pres, Retail | S - Sale+OE | $566.21 | -22.6K | 3,122 | -88% | -$12.78M |
| DM | 2022-11-07 | 2022-11-03 | HUM | Wheatley Timothy Alan | Segment Pres, Retail | M - OptEx | $0.00 | -15.6K | 324 | -98% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Humana Common | 2022-11-03 | M | A | 2,262 | $376.61 | 25,692 | D | — | — | |
| 2 | Common | Humana Common | 2022-11-03 | S | D | 15,570 | $566.22 | 10,122 | D | — | — | (F13) Price reported is weighted average sales price. |
| 3 | Common | Humana Common | 2022-11-03 | S | D | 7,000 | $566.19 | 3,122 | D | — | — | (F13) Price reported is weighted average sales price. |
| 4 | Common | Humana Common | 2022-11-03 | M | A | 7,578 | $307.97 | 17,700 | D | — | — | |
| 5 | Common | Humana Common | 2022-11-03 | M | A | 5,730 | $350.79 | 23,430 | D | — | — | |
| 6 | Derivative | Options | 2022-11-03 | M | D | 5,730 | $0.00 | 2,865 | D | $350.79 · — to 2027-02-24 | 5,730 Humana Common | (F5) Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23. |
| 7 | Derivative | Options | 2022-11-03 | M | D | 2,262 | $0.00 | 4,524 | D | $376.61 · — to 2028-02-22 | 2,262 Humana Common | (F6) Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24. |
| 8 | Derivative | Options | 2022-11-03 | M | D | 7,578 | $0.00 | 324 | D | $307.97 · — to 2026-02-25 | 7,578 Humana Common | (F4) Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 2/25/20 to 2/25/22. |