Form 4 for HUM Humana
Accepted 2022-11-07 00:00:00 ET · period of report 2022-11-03 · accession 0001062993-22-021629 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-07 | 2022-11-03 | HUM | Ventura Joseph C | CLO | F - Tax | $560.14 | -535 | 4,236 | -11% | -$299.7K |
| DM | 2022-11-07 | 2022-11-03 | HUM | Ventura Joseph C | CLO | S - Sale+OE | $565.27 | -3,155 | 4,236 | -43% | -$1.78M |
| DM | 2022-11-07 | 2022-11-03 | HUM | Ventura Joseph C | CLO | M - OptEx | $307.97 | +3,592 | 4,771 | +305% | +$1.11M |
| D | 2022-11-07 | 2022-11-03 | HUM | Ventura Joseph C | CLO | M - OptEx | $0.00 | -3,592 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Humana Common | 2022-11-03 | F | D | 535 | $560.14 | 4,236 | D | — | — | (F10) Shares reported represent shares swapped in for the purchase price of options exercised, using FMV on 11/2/22. No shares were sold or disposed of for any value in return. |
| 2 | Common | Humana Common | 2022-11-03 | S | D | 535 | $566.76 | 3,701 | D | — | — | (F11) Price reported is average sales price. |
| 3 | Common | Humana Common | 2022-11-03 | S | D | 2,620 | $564.97 | 4,236 | D | — | — | (F11) Price reported is average sales price. |
| 4 | Common | Humana Common | 2022-11-03 | M | A | 2,620 | $307.97 | 6,856 | D | — | — | |
| 5 | Common | Humana Common | 2022-11-03 | M | A | 972 | $307.97 | 4,771 | D | — | — | |
| 6 | Derivative | Options | 2022-11-03 | M | D | 3,592 | $0.00 | 0 | D | $307.97 · — to 2026-02-25 | 3,592 Humana Common | (F2) Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 2/25/20 to 2/25/22. |