Form 4 for HUM Humana
Accepted 2022-11-07 00:00:00 ET · period of report 2022-11-03 · accession 0001062993-22-021633 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-07 | 2022-11-03 | HUM | Fleming William Kevin | Seg Pres, Pharmacy Sol, CCAO | M - OptEx | $324.46 | +11.2K | 13.7K | +439% | +$3.62M |
| D | 2022-11-07 | 2022-11-03 | HUM | Fleming William Kevin | Seg Pres, Pharmacy Sol, CCAO | G - Gift | $0.00 | -900 | 1,642 | -35% | $0 |
| D | 2022-11-07 | 2022-11-03 | HUM | Fleming William Kevin | Seg Pres, Pharmacy Sol, CCAO | S - Sale+OE | $565.61 | -11.2K | 2,542 | -81% | -$6.31M |
| DM | 2022-11-07 | 2022-11-03 | HUM | Fleming William Kevin | Seg Pres, Pharmacy Sol, CCAO | M - OptEx | $0.00 | -11.2K | 324 | -97% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Humana Common | 2022-11-03 | M | A | 6,860 | $307.97 | 9,402 | D | — | — | |
| 2 | Common | Humana Common | 2022-11-03 | G | D | 900 | $0.00 | 1,642 | D | — | — | (F13) Shares disposed of represent gift/charitable donation, effective November 3, 2022, in which no value was received in return. |
| 3 | Common | Humana Common | 2022-11-03 | S | D | 11,157 | $565.61 | 2,542 | D | — | — | (F14) Price reported is weighted average sales price. |
| 4 | Common | Humana Common | 2022-11-03 | M | A | 4,297 | $350.79 | 13,699 | D | — | — | |
| 5 | Derivative | Options | 2022-11-03 | M | D | 4,297 | $0.00 | 2,149 | D | $350.79 · — to 2027-02-24 | 4,297 Humana Common | (F4) Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23. |
| 6 | Derivative | Options | 2022-11-03 | M | D | 6,860 | $0.00 | 324 | D | $307.97 · — to 2026-02-25 | 6,860 Humana Common | (F3) Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 2/25/20 to 2/25/22. |