Form 4 for HUM Humana
Accepted 2022-11-07 00:00:00 ET · period of report 2022-11-03 · accession 0001062993-22-021641 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-07 | 2022-11-04 | HUM | Diamond Susan M | CFO | G - Gift | $0.00 | -100 | 2,184 | -4% | $0 |
| DM | 2022-11-07 | 2022-11-03 | HUM | Diamond Susan M | CFO | S - Sale+OE | $566.25 | -5,623 | 2,284 | -71% | -$3.18M |
| DM | 2022-11-07 | 2022-11-03 | HUM | Diamond Susan M | CFO | M - OptEx | $360.66 | +3,945 | 6,399 | +161% | +$1.42M |
| DM | 2022-11-07 | 2022-11-03 | HUM | Diamond Susan M | CFO | M - OptEx | $0.00 | -3,945 | 3,016 | -57% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Humana Common | 2022-11-04 | G | D | 100 | $0.00 | 2,184 | D | — | — | (F13) Shares disposed of represent gift/charitable donation, effective November 4, 2022 in which no value was received in return. |
| 2 | Common | Humana Common | 2022-11-03 | S | D | 3,945 | $566.36 | 3,962 | D | — | — | (F12) Price reported is weighted average sales price. |
| 3 | Common | Humana Common | 2022-11-03 | M | A | 1,508 | $376.61 | 7,907 | D | — | — | (F12) Price reported is weighted average sales price. |
| 4 | Common | Humana Common | 2022-11-03 | M | A | 2,437 | $350.79 | 6,399 | D | — | — | |
| 5 | Common | Humana Common | 2022-11-03 | S | D | 1,678 | $565.99 | 2,284 | D | — | — | (F12) Price reported is weighted average sales price. |
| 6 | Derivative | Options | 2022-11-03 | M | D | 2,437 | $0.00 | 1,861 | D | $350.79 · — to 2027-02-24 | 2,437 Humana Common | (F2) Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23. |
| 7 | Derivative | Options | 2022-11-03 | M | D | 1,508 | $0.00 | 3,016 | D | $376.61 · — to 2028-02-22 | 1,508 Humana Common | (F3) Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24. |