Form 4 for SCHW Charles Schwab Corporation
Accepted 2022-11-07 00:00:00 ET · period of report 2022-11-03 · accession 0001062993-22-021680 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-11-07 | 2022-11-04 | SCHW | Schwab Charles R. | Co-COB, Dir | S - Sale | $79.25 | -135.0K | 69.02M | -0.2% | -$10.70M |
| MI | 2022-11-07 | 2022-11-03+ | SCHW | Schwab Charles R. | Co-COB, Dir | G - Gift | $0.00 | -63.3K | 69.16M | -0.1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-04 | S | D | 130,297 | $79.22 | 69,027,170 | I by Trust | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $79.00 to $79.995. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2022-11-07 | G | D | 38,045 | $0.00 | 68,984,422 | I by Trust | — | — | |
| 3 | Common | Common Stock | 2022-11-04 | S | D | 4,703 | $80.16 | 69,022,467 | I by Trust | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $80.00 to $80.35. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Common Stock | 2022-11-03 | G | D | 25,255 | $0.00 | 69,157,467 | I by Trust | — | — |