Form 4 for SCHW Charles Schwab Corporation
Accepted 2022-11-14 00:00:00 ET · period of report 2022-11-10 · accession 0001062993-22-022071 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-14 | 2022-11-10 | SCHW | Ellis Stephen A | Dir | M - OptEx | $18.34 | +17.0K | 4,899 | New | +$312.3K |
| DM | 2022-11-14 | 2022-11-10 | SCHW | Ellis Stephen A | Dir | M - OptEx | $0.00 | -17.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-10 | M | A | 2,685 | $13.67 | 4,899 | D | — | — | (F1) Reflects the contribution of the shares received upon exercise of the option to a revocable living trust. |
| 2 | Common | Common Stock | 2022-11-10 | M | A | 14,345 | $19.21 | 4,899 | D | — | — | (F1) Reflects the contribution of the shares received upon exercise of the option to a revocable living trust. |
| 3 | Derivative | Nonqualified Stock Option (right to buy) | 2022-11-10 | M | D | 2,685 | $0.00 | 0 | D | $13.67 · — to 2022-12-12 | 2,685 Common Stock | (F2) The option was granted under the company's 2004 Stock Incentive Plan and vested 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. |
| 4 | Derivative | Nonqualified Stock Option (right to buy) | 2022-11-10 | M | D | 14,345 | $0.00 | 0 | D | $19.21 · — to 2023-05-20 | 14,345 Common Stock | (F3) The option was granted under the company's 2013 Stock Incentive Plan and vested 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. |