Form 4/A for UCB UNITED COMMUNITY BANKS INC
Accepted 2022-11-30 00:00:00 ET · period of report 2022-11-15 · accession 0001062993-22-022981 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MAI | 2022-11-30 | 2022-01-07+ | UCB | HARTON H LYNN | Pres, CEO, Dir | G - Gift | $0.00 | +6,700 | 104.7K | +7% | $0 |
| MA | 2022-11-30 | 2022-01-07+ | UCB | HARTON H LYNN | Pres, CEO, Dir | G - Gift | $0.00 | -6,700 | 194.6K | -3% | $0 |
| A | 2022-11-30 | 2022-11-15 | UCB | HARTON H LYNN | Pres, CEO, Dir | F - Tax | $37.69 | -1,429 | 188.4K | -0.8% | -$53.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-14 | G | A | 4,820 | $0.00 | 109,588 | I | — | — | (F3) On November 14, 2022, the Reporting Person transferred 4,820 shares of Issuer's common stock directly held by the Reporting Person to a family trust of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the trust. (F2) On November 17, 2022, the Reporting Person filed a Form 4 that reported the direct holding of Reporting Person to be 297,928 shares of Issuer's common stock ("Common Stock"), when in fact, the Reporting Person owned the number of shares specified in this Form 4/A. The difference is due to oversight in reporting previous transfers of Common Stock directly held by the Reporting Person to a family trust, and such shares have been incorrectly reported as directly held by the Reporting Person. This amendment corrects the information provided in the Form 4. |
| 2 | Common | Common Stock | 2022-11-14 | G | D | 4,820 | $0.00 | 189,799 | D | — | — | (F3) On November 14, 2022, the Reporting Person transferred 4,820 shares of Issuer's common stock directly held by the Reporting Person to a family trust of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the trust. (F2) On November 17, 2022, the Reporting Person filed a Form 4 that reported the direct holding of Reporting Person to be 297,928 shares of Issuer's common stock ("Common Stock"), when in fact, the Reporting Person owned the number of shares specified in this Form 4/A. The difference is due to oversight in reporting previous transfers of Common Stock directly held by the Reporting Person to a family trust, and such shares have been incorrectly reported as directly held by the Reporting Person. This amendment corrects the information provided in the Form 4. |
| 3 | Common | Common Stock | 2022-01-07 | G | A | 1,880 | $0.00 | 104,738 | I By Herbert Lynn Harton Revocable Trust dated 3/16/15 | — | — | (F1) On January 7, 2022, the Reporting Person transferred 1,880 shares of Issuer's common stock directly held by the Reporting Person to a family trust of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the trust. (F2) On November 17, 2022, the Reporting Person filed a Form 4 that reported the direct holding of Reporting Person to be 297,928 shares of Issuer's common stock ("Common Stock"), when in fact, the Reporting Person owned the number of shares specified in this Form 4/A. The difference is due to oversight in reporting previous transfers of Common Stock directly held by the Reporting Person to a family trust, and such shares have been incorrectly reported as directly held by the Reporting Person. This amendment corrects the information provided in the Form 4. |
| 4 | Common | Common Stock | 2022-01-07 | G | D | 1,880 | $0.00 | 194,619 | D By Herbert Lynn Harton Revocable Trust dated 3/16/15 | — | — | (F1) On January 7, 2022, the Reporting Person transferred 1,880 shares of Issuer's common stock directly held by the Reporting Person to a family trust of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the trust. (F2) On November 17, 2022, the Reporting Person filed a Form 4 that reported the direct holding of Reporting Person to be 297,928 shares of Issuer's common stock ("Common Stock"), when in fact, the Reporting Person owned the number of shares specified in this Form 4/A. The difference is due to oversight in reporting previous transfers of Common Stock directly held by the Reporting Person to a family trust, and such shares have been incorrectly reported as directly held by the Reporting Person. This amendment corrects the information provided in the Form 4. |
| 5 | Common | Common Stock | 2022-11-15 | F | D | 1,429 | $37.69 | 188,370 | D | — | — | (F4) Reflects shares of Issuer's common stock withheld to satisfy tax withholding obligations upon vesting of restricted stock units. (F2) On November 17, 2022, the Reporting Person filed a Form 4 that reported the direct holding of Reporting Person to be 297,928 shares of Issuer's common stock ("Common Stock"), when in fact, the Reporting Person owned the number of shares specified in this Form 4/A. The difference is due to oversight in reporting previous transfers of Common Stock directly held by the Reporting Person to a family trust, and such shares have been incorrectly reported as directly held by the Reporting Person. This amendment corrects the information provided in the Form 4. |