Form 4 for HPE Hewlett Packard Enterprise
Accepted 2022-12-01 00:00:00 ET · period of report 2022-11-30 · accession 0001062993-22-023111 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-12-01 | 2022-11-30 | HPE | Cox Jeremy | CTO, SVP Ctrl | S - Sale | $16.00 | -10.1K | 29.0K | -26% | -$161.0K |
| DM | 2022-12-01 | 2022-10-07 | HPE | Cox Jeremy | CTO, SVP Ctrl | A - Grant | — | +1,910 | 5,851 | +48% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-30 | S | D | 10,065 | $16.00 | 28,991 | D | — | — | (F1) The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/13/22. |
| 2 | Derivative | Restricted Stock Units | 2022-10-07 | A | A | 699.57 | — | 73,999.43 | D | — · — to — | 699.57 Common Stock | (F8) As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which will vest on each of 04/20/23, 04/20/24 and 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 699.5730 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 3 | Derivative | Restricted Stock Units | 2022-10-07 | A | A | 438.34 | — | 47,024.49 | D | — · — to — | 438.34 Common Stock | (F7) As previously reported, on 12/09/21, the reporting person was granted 45,514 RSUs, 15,171 of which will vest on each of 12/09/22 and 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 438.3371 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 4 | Derivative | Restricted Stock Units | 2022-10-07 | A | A | 249.02 | — | 29,720.02 | D | — · — to — | 249.02 Common Stock | (F3) As previously reported, on 07/23/18, the reporting person was granted 129,282 restricted stock units ("RSUs"), 25,856 of which vested on each of 07/23/19 and 07/23/20, 25,857 of which vested on 07/23/21, 25,856 of which vested on 07/23/22, and 25,857 of which will vest on 07/23/23. The number of derivative securities in column 5 includes 249.0241 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 5 | Derivative | Restricted Stock Units | 2022-10-07 | A | A | 317.86 | — | 35,220.31 | D | — · — to — | 317.86 Common Stock | (F5) As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 317.8555 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 6 | Derivative | Restricted Stock Units | 2022-10-07 | A | A | 152 | — | 17,551.80 | D | — · — to — | 152 Common Stock | (F4) As previously reported, on 12/10/19, the reporting person was granted 47,348 RSUs, 15,782 of which vested on 12/10/20, 15,783 of which vested on 12/10/21, and 15,783 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 152.0032 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 7 | Derivative | Restricted Stock Units | 2022-10-07 | A | A | 52.81 | — | 5,850.97 | D | — · — to — | 52.81 Common Stock | (F6) As previously reported, on 12/16/20, the reporting person was granted 8,224 RSUs, 2,741 of which vested on 12/16/21, 2,741 of which will vest on 12/16/22, and 2,742 of which will vest on 12/16/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 52.8058 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |