Form 4 for HPE Hewlett Packard Enterprise
Accepted 2022-12-01 00:00:00 ET · period of report 2022-11-30 · accession 0001062993-22-023112 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-12-01 | 2022-11-30 | HPE | Mottram Phil | EVP, GM, Intelligent Edge | S - Sale | $16.50 | -3,001 | 35.0K | -8% | -$49.5K |
| DM | 2022-12-01 | 2022-07-08 | HPE | Mottram Phil | EVP, GM, Intelligent Edge | A - Grant | — | +3,130 | 5,850 | +115% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-30 | S | D | 3,001 | $16.50 | 35,046 | D | — | — | (F1) The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/09/22. |
| 2 | Derivative | Restricted Stock Units | 2022-07-08 | A | A | 1,826.58 | — | 100,765.72 | D | — · — to — | 1,826.58 Common Stock | (F6) As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 887.2995 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 939.2841 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 3 | Derivative | Restricted Stock Units | 2022-07-08 | A | A | 586.73 | — | 32,882.73 | D | — · — to — | 586.73 Common Stock | (F5) As previously reported, on 05/28/21, the reporting person was granted 46,992 RSUs, 15,664 of which vested on 05/28/22, and 15,664 of which will vest on each of 05/28/23 and 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 285.0159 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 301.7143 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 4 | Derivative | Restricted Stock Units | 2022-07-08 | A | A | 618.12 | — | 35,220.31 | D | — · — to — | 618.12 Common Stock | (F4) As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 300.2638 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 317.8555 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 5 | Derivative | Restricted Stock Units | 2022-07-08 | A | A | 98.53 | — | 5,849.60 | D | — · — to — | 98.53 Common Stock | (F3) As previously reported, on 12/10/19, the reporting person was granted 15,783 Restricted Stock Units ("RSUs"), 5,261 of which vested on 12/10/20, and 5,261 of which vested on 12/10/21, and 5,261 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 47.8635 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 50.6677 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |