Form 4 for ALSN Allison Transmission Holdings Inc
Accepted 2022-12-02 00:00:00 ET · period of report 2022-10-01 · accession 0001062993-22-023220 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-12-02 | 2022-10-01 | ALSN | Basso Rafael | VP, Ops | M - OptEx | — | +235 | 1,217 | +24% | — |
| D | 2022-12-02 | 2022-10-01 | ALSN | Basso Rafael | VP, Ops | F - Tax | $33.76 | -69 | 1,152 | -6% | -$2,329 |
| DM | 2022-12-02 | 2022-10-01 | ALSN | Basso Rafael | VP, Ops | M - OptEx | $0.00 | -235 | 137 | -63% | $0 |
| D | 2022-12-02 | 2022-11-30 | ALSN | Basso Rafael | VP, Ops | A - Grant | $0.00 | -25 | 162 | -13% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-10-01 | M | A | 4 | — | 1,221 | D | — | — | (F2) Settlement of dividend equivalents ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. |
| 2 | Common | Common Stock | 2022-10-01 | M | A | 231 | — | 1,217 | D | — | — | (F1) Settlement of restricted stock units ("RSUs") granted on October 1, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. |
| 3 | Common | Common Stock | 2022-10-01 | F | D | 69 | $33.76 | 1,152 | D | — | — | (F3) Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs. |
| 4 | Derivative | Restricted Stock Units | 2022-10-01 | M | D | 231 | $0.00 | 464 | D | — · — to — | 231 Common Stock | (F1) Settlement of restricted stock units ("RSUs") granted on October 1, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. |
| 5 | Derivative | Dividend Equivalent Rights | 2022-11-30 | A | D | 25 | $0.00 | 162 | D | — · — to — | 25 Common Stock | (F4) The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. |
| 6 | Derivative | Dividend Equivalent Rights | 2022-10-01 | M | D | 4 | $0.00 | 137 | D | — · — to — | 4 Common Stock | (F2) Settlement of dividend equivalents ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. |