Form 4 for HPE Hewlett Packard Enterprise
Accepted 2022-12-13 00:00:00 ET · period of report 2022-12-09 · accession 0001062993-22-023855 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-12-13 | 2022-12-09+ | HPE | MacDonald Neil B | EVP, GM of Compute | M - OptEx | $16.15 | +68.5K | 42.9K | New | +$1.11M |
| DM | 2022-12-13 | 2022-12-09+ | HPE | MacDonald Neil B | EVP, GM of Compute | F - Tax | $16.15 | -52.5K | 76.8K | -41% | -$848.6K |
| D | 2022-12-13 | 2022-12-09 | HPE | MacDonald Neil B | EVP, GM of Compute | A - Grant | $16.15 | +51.5K | 100.5K | +105% | +$832.4K |
| DM | 2022-12-13 | 2022-12-09+ | HPE | MacDonald Neil B | EVP, GM of Compute | M - OptEx | — | -68.5K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-10 | M | A | 12,872 | $16.15 | 44,205.42 | D | — | — | |
| 2 | Common | Common Stock | 2022-12-10 | F | D | 6,383 | $16.15 | 37,822.42 | D | — | — | |
| 3 | Common | Common Stock | 2022-12-10 | M | A | 22,013 | $16.15 | 59,835.42 | D | — | — | |
| 4 | Common | Common Stock | 2022-12-10 | F | D | 10,915 | $16.15 | 48,920.42 | D | — | — | |
| 5 | Common | Common Stock | 2022-12-09 | A | A | 51,540 | $16.15 | 100,460.42 | D | — | — | (F1) On 12/10/20 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. |
| 6 | Common | Common Stock | 2022-12-09 | M | A | 33,589 | $16.15 | 42,949.42 | D | — | — | |
| 7 | Common | Common Stock | 2022-12-09 | F | D | 11,616 | $16.15 | 31,333.42 | D | — | — | |
| 8 | Common | Common Stock | 2022-12-09 | F | D | 23,629 | $16.15 | 76,831.42 | D | — | — | |
| 9 | Derivative | Restricted Stock Units | 2022-12-10 | M | D | 22,013 | — | 22,012 | D | — · — to — | 22,013 Common Stock | (F4) As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, 20,627 of which vested on 12/10/22, and 20,627 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,386 vested dividend equivalent rights and a de minimus adjustment of 0.89160 due to fractional rounding of the dividend equivalent rights. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 10 | Derivative | Restricted Stock Units | 2022-12-09 | M | D | 33,589 | — | 67,177 | D | — · — to — | 33,589 Common Stock | (F5) As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,080 vested dividend equivalent rights and a de minimus adjustment of 0.27680 due to fractional rounding of the dividend equivalent rights. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 11 | Derivative | Restricted Stock Units | 2022-12-10 | M | D | 12,872 | — | 0 | D | — · — to — | 12,872 Common Stock | (F3) As previously reported, on 12/10/19, the reporting person was granted 34,722 restricted stock units ("RSUs"), 11,574 of which vested on 12/10/20, 11,574 of which vested on 12/10/21, and 11,574 of which vested on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,298 vested dividend equivalent rights and a de minimus adjustment of 0.8903 due to fractional rounding of the dividend equivalent rights. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |