Form 4 for HPE Hewlett Packard Enterprise
Accepted 2022-12-13 00:00:00 ET · period of report 2022-12-09 · accession 0001062993-22-023856 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-12-13 | 2022-12-09+ | HPE | Mottram Phil | EVP, GM, Intelligent Edge | F - Tax | $16.15 | -22.3K | 33.8K | -40% | -$359.9K |
| DM | 2022-12-13 | 2022-12-09+ | HPE | Mottram Phil | EVP, GM, Intelligent Edge | M - OptEx | $16.15 | +57.0K | 51.4K | New | +$921.4K |
| DM | 2022-12-13 | 2022-12-09+ | HPE | Mottram Phil | EVP, GM, Intelligent Edge | M - OptEx | — | -57.0K | 67.2K | -46% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-10 | F | D | 8,646 | $16.15 | 42,764 | D | — | — | |
| 2 | Common | Common Stock | 2022-12-09 | M | A | 33,589 | $16.15 | 41,589 | D | — | — | |
| 3 | Common | Common Stock | 2022-12-09 | F | D | 11,616 | $16.15 | 29,973 | D | — | — | |
| 4 | Common | Common Stock | 2022-12-10 | M | A | 5,850 | $16.15 | 35,823 | D | — | — | |
| 5 | Common | Common Stock | 2022-12-10 | F | D | 2,024 | $16.15 | 33,799 | D | — | — | |
| 6 | Common | Common Stock | 2022-12-10 | M | A | 17,611 | $16.15 | 51,410 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2022-12-10 | M | D | 5,850 | — | 0 | D | — · — to — | 5,850 Common Stock | (F2) As previously reported, on 12/10/19, the reporting person was granted 15,783 restricted stock units ("RSUs"), 5,261 of which vested on 12/10/20, 5,261 of which vested on 12/10/21, and 5,261 of which will vested on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 589 vested dividend equivalent rights and a de minimus adjustment of 0.4018 due to fractional rounding of the dividend equivalent rights. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 8 | Derivative | Restricted Stock Units | 2022-12-10 | M | D | 17,611 | — | 17,610 | D | — · — to — | 17,611 Common Stock | (F3) As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,109 vested dividend equivalent rights and a de minimus adjustment of 0.6868 due to fractional rounding of the dividend equivalent rights. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 9 | Derivative | Restricted Stock Units | 2022-12-09 | M | D | 33,589 | — | 67,177 | D | — · — to — | 33,589 Common Stock | (F4) As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,080 vested dividend equivalent rights and a de minimus adjustment of 0.2768 due to fractional rounding of the dividend equivalent rights. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |