Form 4 for HPE Hewlett Packard Enterprise
Accepted 2022-12-13 00:00:00 ET · period of report 2022-12-09 · accession 0001062993-22-023857 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-12-13 | 2022-12-09+ | HPE | Cox Jeremy | CTO, SVP Ctrl | F - Tax | $16.15 | -15.9K | 40.8K | -28% | -$257.0K |
| DM | 2022-12-13 | 2022-12-09+ | HPE | Cox Jeremy | CTO, SVP Ctrl | M - OptEx | $16.15 | +50.8K | 58.4K | +672% | +$821.0K |
| DM | 2022-12-13 | 2022-12-09+ | HPE | Cox Jeremy | CTO, SVP Ctrl | M - OptEx | — | -50.8K | 31.3K | -62% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-10 | F | D | 6,928 | $16.15 | 63,918 | D | — | — | |
| 2 | Common | Common Stock | 2022-12-10 | F | D | 5,166 | $16.15 | 53,235 | D | — | — | |
| 3 | Common | Common Stock | 2022-12-10 | M | A | 17,611 | $16.15 | 70,846 | D | — | — | |
| 4 | Common | Common Stock | 2022-12-09 | M | A | 15,676 | $16.15 | 44,667 | D | — | — | |
| 5 | Common | Common Stock | 2022-12-09 | F | D | 3,818 | $16.15 | 40,849 | D | — | — | |
| 6 | Common | Common Stock | 2022-12-10 | M | A | 17,552 | $16.15 | 58,401 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2022-12-10 | M | D | 17,552 | — | 0 | D | — · — to — | 17,552 Common Stock | (F2) As previously reported, on 12/10/19, the reporting person was granted 47,348 restricted stock units ("RSUs"), 15,782 of which vested on 12/10/20, 15,783 of which vested on 12/10/21, and 15,783 of which vested on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,769 vested dividend equivalent rights and a de minimus adjustment of 0.2050 due to fractional rounding of the dividend equivalent rights. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 8 | Derivative | Restricted Stock Units | 2022-12-10 | M | D | 17,611 | — | 17,610 | D | — · — to — | 17,611 Common Stock | (F3) As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,109 vested dividend equivalent rights and a de minimus adjustment of 0.6868 due to fractional rounding of the dividend equivalent rights. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 9 | Derivative | Restricted Stock Units | 2022-12-09 | M | D | 15,676 | — | 31,349 | D | — · — to — | 15,676 Common Stock | (F4) As previously reported, on 12/09/21, the reporting person was granted 45,514 RSUs, 15,171 of which vested on 12/09/22, 15,171 of which will vest on 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 505 vested dividend equivalent rights and a de minimus adjustment of 0.5137 due to fractional rounding of the dividend equivalent rights. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |