Form 4 for HPE Hewlett Packard Enterprise
Accepted 2022-12-13 00:00:00 ET · period of report 2022-12-09 · accession 0001062993-22-023858 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-12-13 | 2022-12-09+ | HPE | ROBBIATI TAREK | EVP, CFO | F - Tax | $16.15 | -184.2K | 37.3K | -83% | -$2.97M |
| DM | 2022-12-13 | 2022-12-09 | HPE | ROBBIATI TAREK | EVP, CFO | A - Grant | $16.15 | +199.5K | 141.0K | New | +$3.22M |
| DM | 2022-12-13 | 2022-12-09+ | HPE | ROBBIATI TAREK | EVP, CFO | M - OptEx | $16.15 | +178.9K | 67.2K | New | +$2.89M |
| DM | 2022-12-13 | 2022-12-09+ | HPE | ROBBIATI TAREK | EVP, CFO | M - OptEx | — | -178.9K | 134.4K | -57% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-09 | F | D | 75,383 | $16.15 | 194,193 | D | — | — | |
| 2 | Common | Common Stock | 2022-12-09 | A | A | 152,041 | $16.15 | 269,576 | D | — | — | (F2) On 12/10/20 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. |
| 3 | Common | Common Stock | 2022-12-09 | F | D | 23,507 | $16.15 | 117,535 | D | — | — | |
| 4 | Common | Common Stock | 2022-12-09 | A | A | 47,411 | $16.15 | 141,042 | D | — | — | (F1) On 12/10/19 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. |
| 5 | Common | Common Stock | 2022-12-10 | F | D | 32,197 | $16.15 | 93,631 | D | — | — | |
| 6 | Common | Common Stock | 2022-12-10 | M | A | 64,938 | $16.15 | 125,828 | D | — | — | |
| 7 | Common | Common Stock | 2022-12-10 | F | D | 23,208 | $16.15 | 60,890 | D | — | — | |
| 8 | Common | Common Stock | 2022-12-10 | M | A | 46,807 | $16.15 | 84,098 | D | — | — | |
| 9 | Common | Common Stock | 2022-12-09 | M | A | 67,178 | $16.15 | 67,178 | D | — | — | |
| 10 | Common | Common Stock | 2022-12-09 | F | D | 29,887 | $16.15 | 37,291 | D | — | — | |
| 11 | Derivative | Restricted Stock Units | 2022-12-10 | M | D | 64,938 | — | 64,936 | D | — · — to — | 64,938 Common Stock | (F5) As previously reported, on 12/10/20 the reporting person was granted 182,550 RSUs, 60,850 of which vested on 12/10/21, 60,850 of which vested on 12/10/22, and 60,850 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 4,088 vested dividend equivalent rights and a de minimus adjustment of 0.1069 due to fractional rounding of the dividend equivalent rights. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 12 | Derivative | Restricted Stock Units | 2022-12-10 | M | D | 46,807 | — | 0 | D | — · — to — | 46,807 Common Stock | (F4) As previously reported, on 12/10/19 the reporting person was granted 126,263 restricted stock units ("RSUs"), 42,087 of which vested on 12/10/20, 42,088 of which vested on 12/10/21, and 42,088 of which vested on12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 4,719 vested dividend equivalent rights and a de minimus adjustment of 0.2133 due to fractional rounding of the dividend equivalent rights. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 13 | Derivative | Restricted Stock Units | 2022-12-09 | M | D | 67,178 | — | 134,355 | D | — · — to — | 67,178 Common Stock | (F6) As previously reported, on 12/09/21 the reporting person was granted 195,059 RSUs, 65,019 of which vested on 12/09/22, and 65,020 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 2,159 vested dividend equivalent rights and a de minimus adjustment of 0.5205 due to fractional rounding of the dividend equivalent rights. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |