Form 4 for HPE Hewlett Packard Enterprise
Accepted 2022-12-13 00:00:00 ET · period of report 2022-12-09 · accession 0001062993-22-023859 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-12-13 | 2022-12-09 | HPE | Black Thomas E Jr | EVP, GM, Storage | A - Grant | $16.15 | +51.5K | 101.6K | +103% | +$832.4K |
| DM | 2022-12-13 | 2022-12-09+ | HPE | Black Thomas E Jr | EVP, GM, Storage | F - Tax | $16.15 | -41.7K | 84.2K | -33% | -$673.5K |
| DM | 2022-12-13 | 2022-12-09+ | HPE | Black Thomas E Jr | EVP, GM, Storage | M - OptEx | $16.15 | +74.3K | 33.6K | New | +$1.20M |
| DM | 2022-12-13 | 2022-12-09+ | HPE | Black Thomas E Jr | EVP, GM, Storage | M - OptEx | — | -74.3K | 22.0K | -77% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-09 | A | A | 51,540 | $16.15 | 101,616 | D | — | — | (F1) On 12/10/20 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. |
| 2 | Common | Common Stock | 2022-12-10 | F | D | 8,663 | $16.15 | 50,076 | D | — | — | |
| 3 | Common | Common Stock | 2022-12-10 | M | A | 22,013 | $16.15 | 58,739 | D | — | — | |
| 4 | Common | Common Stock | 2022-12-10 | F | D | 7,407 | $16.15 | 36,726 | D | — | — | |
| 5 | Common | Common Stock | 2022-12-10 | M | A | 18,723 | $16.15 | 44,133 | D | — | — | |
| 6 | Common | Common Stock | 2022-12-09 | F | D | 8,179 | $16.15 | 25,410 | D | — | — | |
| 7 | Common | Common Stock | 2022-12-09 | M | A | 33,589 | $16.15 | 33,589 | D | — | — | |
| 8 | Common | Common Stock | 2022-12-09 | F | D | 17,452 | $16.15 | 84,164 | D | — | — | |
| 9 | Derivative | Restricted Stock Units | 2022-12-09 | M | D | 33,589 | — | 67,177 | D | — · — to — | 33,589 Common Stock | (F5) As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,080 vested dividend equivalent rights and a de minimus adjustment of 0.2768 due to fractional rounding of the dividend equivalent rights. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 10 | Derivative | Restricted Stock Units | 2022-12-10 | M | D | 18,723 | — | 0 | D | — · — to — | 18,723 Common Stock | (F3) As previously reported, on 12/10/19, the reporting person was granted 50,505 restricted stock units ("RSUs"), 16,835 of which vested on 12/10/20, 16,835 of which vested on 12/10/21, and 16,835 of which vested on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,888 vested dividend equivalent rights and a de minimus adjustment of 0.2919 due to fractional rounding of the dividend equivalent rights. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 11 | Derivative | Restricted Stock Units | 2022-12-10 | M | D | 22,013 | — | 22,012 | D | — · — to — | 22,013 Common Stock | (F4) As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, 20,627 of which vested on 12/10/22, and 20,627 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,386 vested dividend equivalent rights and a de minimus adjustment of 0.8916 due to fractional rounding of the dividend equivalent rights. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |