Form 4 for HPE Hewlett Packard Enterprise
Accepted 2022-12-13 00:00:00 ET · period of report 2022-12-09 · accession 0001062993-22-023861 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-12-13 | 2022-12-09+ | HPE | SCHULTZ JOHN F | EVP, COLO | F - Tax | $16.15 | -147.7K | 333.8K | -31% | -$2.39M |
| DM | 2022-12-13 | 2022-12-09+ | HPE | SCHULTZ JOHN F | EVP, COLO | M - OptEx | $16.15 | +167.4K | 355.8K | +89% | +$2.70M |
| DM | 2022-12-13 | 2022-12-09 | HPE | SCHULTZ JOHN F | EVP, COLO | A - Grant | $16.15 | +190.1K | 382.0K | +99% | +$3.07M |
| DM | 2022-12-13 | 2022-12-09+ | HPE | SCHULTZ JOHN F | EVP, COLO | M - OptEx | — | -167.4K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-09 | F | D | 62,162 | $16.15 | 449,971.39 | D | — | — | |
| 2 | Common | Common Stock | 2022-12-10 | M | A | 39,348 | $16.15 | 279,571.39 | D | — | — | |
| 3 | Common | Common Stock | 2022-12-10 | F | D | 16,614 | $16.15 | 262,957.39 | D | — | — | |
| 4 | Common | Common Stock | 2022-12-10 | M | A | 60,997 | $16.15 | 323,954.39 | D | — | — | |
| 5 | Common | Common Stock | 2022-12-10 | F | D | 24,090 | $16.15 | 299,864.39 | D | — | — | |
| 6 | Common | Common Stock | 2022-12-09 | A | A | 148,606 | $16.15 | 512,133.39 | D | — | — | (F2) On 12/10/20 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. |
| 7 | Common | Common Stock | 2022-12-09 | F | D | 18,469 | $16.15 | 363,527.39 | D | — | — | |
| 8 | Common | Common Stock | 2022-12-09 | A | A | 41,485 | $16.15 | 381,996.39 | D | — | — | (F1) On 12/10/19 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. |
| 9 | Common | Common Stock | 2022-12-09 | F | D | 4,345 | $16.15 | 340,511.39 | D | — | — | |
| 10 | Common | Common Stock | 2022-12-09 | M | A | 11,040 | $16.15 | 344,856.39 | D | — | — | |
| 11 | Common | Common Stock | 2022-12-09 | M | A | 55,982 | $16.15 | 355,846.39 | D | — | — | |
| 12 | Common | Common Stock | 2022-12-09 | F | D | 22,030 | $16.15 | 333,816.39 | D | — | — | |
| 13 | Derivative | Restricted Stock Units | 2022-12-09 | M | D | 55,982 | — | 111,962 | D | — · — to — | 55,982 Common Stock | (F6) As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which vested on 12/09/22, and 54,183 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,799 vested dividend equivalent rights and a de minimus adjustment of 0.4393 due to fractional rounding of the dividend equivalent rights. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 14 | Derivative | Restricted Stock Units | 2022-12-09 | M | D | 11,040 | — | 22,079 | D | — · — to — | 11,040 Common Stock | (F7) As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, and 10,837 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 204 vested dividend equivalent rights and a de minimus adjustment of 0.1326 due to fractional rounding of the dividend equivalent rights. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 15 | Derivative | Restricted Stock Units | 2022-12-10 | M | D | 60,997 | — | 60,996 | D | — · — to — | 60,997 Common Stock | (F5) As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, 57,081 of which vested on 12/10/22, and 57,081 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 3,916 vested dividend equivalent rights and a de minimus adjustment of 0.2726 due to fractional rounding of the dividend equivalent rights. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 16 | Derivative | Restricted Stock Units | 2022-12-10 | M | D | 39,348 | — | 0 | D | — · — to — | 39,348 Common Stock | (F4) As previously reported, on 12/10/19 the reporting person was granted 110,480 restricted stock units ("RSUs"), 36,826 of which vested on 12/10/20, 36,827 of which vested on 12/10/21, and 35,270 of which vested on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 4,078 vested dividend equivalent rights and a de minimus adjustment of 0.4842 due to fractional rounding of the dividend equivalent rights. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |