Form 4 for HPE Hewlett Packard Enterprise
Accepted 2022-12-13 00:00:00 ET · period of report 2022-12-09 · accession 0001062993-22-023862 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-12-13 | 2022-12-09+ | HPE | Hotard Justin | EVP, GM, HPC, AI | F - Tax | $16.15 | -27.3K | 59.1K | -32% | -$440.2K |
| DM | 2022-12-13 | 2022-12-09+ | HPE | Hotard Justin | EVP, GM, HPC, AI | M - OptEx | $16.15 | +72.6K | 67.8K | New | +$1.17M |
| DM | 2022-12-13 | 2022-12-09+ | HPE | Hotard Justin | EVP, GM, HPC, AI | M - OptEx | — | -72.6K | 67.2K | -52% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-10 | F | D | 8,142 | $16.15 | 48,764 | D | — | — | |
| 2 | Common | Common Stock | 2022-12-10 | M | A | 19,893 | $16.15 | 56,906 | D | — | — | |
| 3 | Common | Common Stock | 2022-12-09 | F | D | 10,364 | $16.15 | 37,013 | D | — | — | |
| 4 | Common | Common Stock | 2022-12-09 | M | A | 33,589 | $16.15 | 47,377 | D | — | — | |
| 5 | Common | Common Stock | 2022-12-10 | M | A | 19,078 | $16.15 | 67,842 | D | — | — | |
| 6 | Common | Common Stock | 2022-12-10 | F | D | 8,748 | $16.15 | 59,094 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2022-12-10 | M | D | 19,893 | — | 0 | D | — · — to — | 19,893 Common Stock | (F2) As previously reported, on 12/10/19, the reporting person was granted 53,662 restricted stock units ("RSUs"), 17,887 of which vested on 12/10/20, 17,887 of which vested on 12/10/21, and 17,888 of which vested on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 2,005 vested dividend equivalent rights and a de minimus adjustment of 0.3457 due to fractional rounding of the dividend equivalent rights. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 8 | Derivative | Restricted Stock Units | 2022-12-10 | M | D | 19,078 | — | 19,077 | D | — · — to — | 19,078 Common Stock | (F3) As previously reported, on 12/10/20, the reporting person was granted 53,630 RSUs, 17,876 of which vested on 12/10/21, 17,877 of which vested on 12/10/22, and 17,877 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,201 vested dividend equivalent rights and a de minimus adjustment of 0.4217 due to fractional rounding of the dividend equivalent rights. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 9 | Derivative | Restricted Stock Units | 2022-12-09 | M | D | 33,589 | — | 67,177 | D | — · — to — | 33,589 Common Stock | (F4) As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,080 vested dividend equivalent rights and a de minimus adjustment of 0.2768 due to fractional rounding of the dividend equivalent rights. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |