Form 4 for HPE Hewlett Packard Enterprise
Accepted 2022-12-13 00:00:00 ET · period of report 2022-12-09 · accession 0001062993-22-023863 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-12-13 | 2022-12-09+ | HPE | Karros Kirt P | SVP, Treas, IR | M - OptEx | $16.15 | +51.1K | 40.0K | New | +$825.0K |
| DM | 2022-12-13 | 2022-12-09+ | HPE | Karros Kirt P | SVP, Treas, IR | F - Tax | $16.15 | -17.7K | 33.4K | -35% | -$285.4K |
| DM | 2022-12-13 | 2022-12-09+ | HPE | Karros Kirt P | SVP, Treas, IR | M - OptEx | — | -51.1K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-10 | M | A | 15,212 | $16.15 | 26,199 | D | — | — | |
| 2 | Common | Common Stock | 2022-12-09 | F | D | 5,809 | $16.15 | 10,987 | D | — | — | |
| 3 | Common | Common Stock | 2022-12-09 | M | A | 16,796 | $16.15 | 16,796 | D | — | — | |
| 4 | Common | Common Stock | 2022-12-10 | M | A | 19,078 | $16.15 | 40,015 | D | — | — | |
| 5 | Common | Common Stock | 2022-12-10 | F | D | 5,262 | $16.15 | 20,937 | D | — | — | |
| 6 | Common | Common Stock | 2022-12-10 | F | D | 6,598 | $16.15 | 33,417 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2022-12-09 | M | D | 16,796 | — | 33,588 | D | — · — to — | 16,796 Common Stock | (F4) As previously reported, on 12/09/21 the reporting person was granted 48,765 RSUs, 16,255 of which vested on 12/09/22, and 16,255 of which will vest on each of 12/09/23, and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 541 vested dividend equivalent rights and a de minimus adjustment of 0.6218 due to fractional rounding of the dividend equivalent rights. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 8 | Derivative | Restricted Stock Units | 2022-12-10 | M | D | 19,078 | — | 19,077 | D | — · — to — | 19,078 Common Stock | (F3) As previously reported, on 12/10/20 the reporting person was granted 53,630 RSUs, 17,876 of which vested on 12/10/21, 17,877 of which vested on 12/10/22, and 17,877 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,201 vested dividend equivalent rights and a de minimus adjustment of 0.4217 due to fractional rounding of the dividend equivalent rights. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 9 | Derivative | Restricted Stock Units | 2022-12-10 | M | D | 15,212 | — | 0 | D | — · — to — | 15,212 Common Stock | (F2) As previously reported, on 12/10/19 the reporting person was granted 41,035 restricted stock units ("RSUs"), 13,678 of which vested on 12/10/20, 13,678 of which vested on 12/10/21, and 13,679 of which vested on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,533 vested dividend equivalent rights and a de minimus adjustment of 0.0310 due to fractional rounding of the dividend equivalent rights. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |