Form 4 for HPE Hewlett Packard Enterprise
Accepted 2022-12-13 00:00:00 ET · period of report 2022-12-09 · accession 0001062993-22-023864 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-12-13 | 2022-12-09+ | HPE | MAY ALAN RICHARD | EVP, CHRO | F - Tax | $16.15 | -100.6K | 359.7K | -22% | -$1.62M |
| DM | 2022-12-13 | 2022-12-09+ | HPE | MAY ALAN RICHARD | EVP, CHRO | M - OptEx | $16.15 | +116.5K | 396.1K | +42% | +$1.88M |
| DM | 2022-12-13 | 2022-12-09 | HPE | MAY ALAN RICHARD | EVP, CHRO | A - Grant | $16.15 | +148.1K | 421.5K | +54% | +$2.39M |
| DM | 2022-12-13 | 2022-12-09+ | HPE | MAY ALAN RICHARD | EVP, CHRO | M - OptEx | — | -116.5K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-10 | F | D | 13,708 | $16.15 | 330,577 | D | — | — | |
| 2 | Common | Common Stock | 2022-12-10 | M | A | 33,785 | $16.15 | 344,285 | D | — | — | |
| 3 | Common | Common Stock | 2022-12-10 | M | A | 46,326 | $16.15 | 376,903 | D | — | — | |
| 4 | Common | Common Stock | 2022-12-09 | F | D | 44,280 | $16.15 | 474,511 | D | — | — | |
| 5 | Common | Common Stock | 2022-12-09 | A | A | 112,527 | $16.15 | 518,791 | D | — | — | (F2) On 12/10/20 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. |
| 6 | Common | Common Stock | 2022-12-09 | F | D | 15,221 | $16.15 | 406,264 | D | — | — | |
| 7 | Common | Common Stock | 2022-12-09 | A | A | 35,558 | $16.15 | 421,485 | D | — | — | (F1) On 12/10/19 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. |
| 8 | Common | Common Stock | 2022-12-09 | F | D | 10,154 | $16.15 | 385,927 | D | — | — | |
| 9 | Common | Common Stock | 2022-12-10 | F | D | 17,211 | $16.15 | 359,692 | D | — | — | |
| 10 | Common | Common Stock | 2022-12-09 | M | A | 36,389 | $16.15 | 396,081 | D | — | — | |
| 11 | Derivative | Restricted Stock Units | 2022-12-10 | M | D | 46,326 | — | 46,324 | D | — · — to — | 46,326 Common Stock | (F5) As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, 43,356 of which vested on 12/10/22, and 43,356 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 2,970 vested dividend equivalent rights and a de minimus adjustment of 0.2637 due to fractional rounding of the dividend equivalent rights. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 12 | Derivative | Restricted Stock Units | 2022-12-09 | M | D | 36,389 | — | 72,775 | D | — · — to — | 36,389 Common Stock | (F6) As previously reported, on 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which vested on 12/09/22, and 35,219 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,170 vested dividend equivalent rights and a de minimus adjustment of 0.5305 due to fractional rounding of the dividend equivalent rights. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 13 | Derivative | Restricted Stock Units | 2022-12-10 | M | D | 33,785 | — | 0 | D | — · — to — | 33,785 Common Stock | (F4) As previously reported, on 12/10/19 the reporting person was granted 94,697 restricted stock units ("RSUs"), 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 30,288 of which vested on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 3,497 vested dividend equivalent rights and a de minimus adjustment of 0.8234 due to fractional rounding of the dividend equivalent rights. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |