Form 4 for HPE Hewlett Packard Enterprise
Accepted 2022-12-13 00:00:00 ET · period of report 2022-12-09 · accession 0001062993-22-023865 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-12-13 | 2022-12-09+ | HPE | Neri Antonio F | Pres, CEO | F - Tax | $16.15 | -397.7K | 1.39M | -22% | -$6.42M |
| DM | 2022-12-13 | 2022-12-09+ | HPE | Neri Antonio F | Pres, CEO | M - OptEx | $16.15 | +454.8K | 897.1K | +103% | +$7.34M |
| DM | 2022-12-13 | 2022-12-09 | HPE | Neri Antonio F | Pres, CEO | A - Grant | $16.15 | +556.9K | 1.18M | +89% | +$8.99M |
| DM | 2022-12-13 | 2022-12-09+ | HPE | Neri Antonio F | Pres, CEO | M - OptEx | — | -454.8K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-10 | F | D | 72,184 | $16.15 | 954,699 | D | — | — | |
| 2 | Common | Common Stock | 2022-12-10 | M | A | 183,439 | $16.15 | 1,026,883 | D | — | — | |
| 3 | Common | Common Stock | 2022-12-09 | M | A | 145,551 | $16.15 | 1,100,250 | D | — | — | |
| 4 | Common | Common Stock | 2022-12-09 | F | D | 48,318 | $16.15 | 1,051,932 | D | — | — | |
| 5 | Common | Common Stock | 2022-12-10 | F | D | 53,686 | $16.15 | 843,444 | D | — | — | |
| 6 | Common | Common Stock | 2022-12-09 | F | D | 54,540 | $16.15 | 1,124,805 | D | — | — | |
| 7 | Common | Common Stock | 2022-12-09 | A | A | 429,491 | $16.15 | 1,554,296 | D | — | — | (F2) On 12/10/20 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. |
| 8 | Common | Common Stock | 2022-12-09 | F | D | 169,005 | $16.15 | 1,385,291 | D | — | — | |
| 9 | Common | Common Stock | 2022-12-10 | M | A | 125,794 | $16.15 | 897,130 | D | — | — | |
| 10 | Common | Common Stock | 2022-12-09 | A | A | 127,413 | $16.15 | 1,179,345 | D | — | — | (F1) On 12/10/19 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. |
| 11 | Derivative | Restricted Stock Units | 2022-12-09 | M | D | 145,551 | — | 291,102 | D | — · — to — | 145,551 Common Stock | (F6) As previously reported, on 12/09/21 the reporting person was granted 422,627 RSUs, 140,875 of which vested on 12/09/22, and 140,876 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 4,676 vested dividend equivalent rights and a de minimus adjustment of 0.1551 due to fractional rounding of the dividend equivalent rights. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 12 | Derivative | Restricted Stock Units | 2022-12-10 | M | D | 183,439 | — | 183,438 | D | — · — to — | 183,439 Common Stock | (F5) As previously reported, on 12/10/20 the reporting person was granted 515,677 RSUs, 171,892 of which vested on 12/10/21, 171,892 of which vested on 12/10/22, and 171,893 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 11,547 vested dividend equivalent rights and a de minimus adjustment of 0.7075 due to fractional rounding of the dividend equivalent rights. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 13 | Derivative | Restricted Stock Units | 2022-12-10 | M | D | 125,794 | — | 0 | D | — · — to — | 125,794 Common Stock | (F4) As previously reported, on 12/10/19 the reporting person was granted 339,331 restricted stock units ("RSUs"), 113,110 of which vested on 12/10/20, 113,110 of which vested on 12/10/21, and 113,111 of which vested on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 12,683 vested dividend equivalent rights and a de minimus adjustment of 0.1524 due to fractional rounding of the dividend equivalent rights. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |