Form 4 for GAIN GLADSTONE INVESTMENT CORPORATIONDE
Accepted 2022-12-16 00:00:00 ET · period of report 2022-12-16 · accession 0001062993-22-024018 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-12-16 | 2022-12-16 | GAIN | DULLUM DAVID A R | Pres | P - Purchase | $13.06 | +3,000 | 141.9K | +2% | +$39.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-16 | P | A | 3,000 | $13.06 | 141,916 | D | — | — | (F1) The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $13.0299 to $13.08 inclusive. The reporting person undertakes to provide to Gladstone Investment Corporation, any security holder of Gladstone Investment Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |