Form 4 for HUM Humana
Accepted 2022-12-19 00:00:00 ET · period of report 2022-12-15 · accession 0001062993-22-024054 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-12-19 | 2022-12-15 | HUM | Ventura Joseph C | CLO | M - OptEx | $0.00 | +1,042 | 4,010 | +35% | $0 |
| DM | 2022-12-19 | 2022-12-15 | HUM | Ventura Joseph C | CLO | F - Tax | $510.02 | -487 | 4,256 | -10% | -$248.4K |
| DM | 2022-12-19 | 2022-12-15 | HUM | Ventura Joseph C | CLO | M - OptEx | $0.00 | -1,042 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Humana Common | 2022-12-15 | M | A | 361 | $0.00 | 4,425 | D | — | — | |
| 2 | Common | Humana Common | 2022-12-15 | F | D | 174 | $510.02 | 4,064 | D | — | — | (F9) Shares disposed of represent a payment on tax liability for shares vesting on 12/15/22, no value was received in return. |
| 3 | Common | Humana Common | 2022-12-15 | M | A | 372 | $0.00 | 4,238 | D | — | — | |
| 4 | Common | Humana Common | 2022-12-15 | F | D | 144 | $510.02 | 3,866 | D | — | — | (F9) Shares disposed of represent a payment on tax liability for shares vesting on 12/15/22, no value was received in return. |
| 5 | Common | Humana Common | 2022-12-15 | M | A | 309 | $0.00 | 4,010 | D | — | — | |
| 6 | Common | Humana Common | 2022-12-15 | F | D | 169 | $510.02 | 4,256 | D | — | — | (F9) Shares disposed of represent a payment on tax liability for shares vesting on 12/15/22, no value was received in return. |
| 7 | Derivative | Restricted Stock Units | 2022-12-15 | M | D | 361 | $0.00 | 724 | D | — · — to — | 361 Humana Common | (F5) Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). (F8) Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24. |
| 8 | Derivative | Restricted Stock Units | 2022-12-15 | M | D | 372 | $0.00 | 373 | D | — · — to — | 372 Humana Common | (F5) Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). (F7) Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23. |
| 9 | Derivative | Restricted Stock Units | 2022-12-15 | M | D | 309 | $0.00 | 0 | D | — · — to — | 309 Humana Common | (F5) Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). (F6) Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22. |