Form 4 for HUM Humana
Accepted 2022-12-19 00:00:00 ET · period of report 2022-12-15 · accession 0001062993-22-024057 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-12-19 | 2022-12-15 | HUM | Huval Timothy S. | Chief Administrative Off | M - OptEx | $0.00 | +1,170 | 5,592 | +26% | $0 |
| D | 2022-12-19 | 2022-12-16 | HUM | Huval Timothy S. | Chief Administrative Off | S - Sale+OE | $497.71 | -635 | 4,968 | -11% | -$316.0K |
| DM | 2022-12-19 | 2022-12-15 | HUM | Huval Timothy S. | Chief Administrative Off | F - Tax | $510.02 | -535 | 5,407 | -9% | -$272.9K |
| DM | 2022-12-19 | 2022-12-15 | HUM | Huval Timothy S. | Chief Administrative Off | M - OptEx | $0.00 | -1,170 | 406 | -74% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Humana Common | 2022-12-15 | M | A | 404 | $0.00 | 5,372 | D | — | — | |
| 2 | Common | Humana Common | 2022-12-16 | S | D | 635 | $497.71 | 4,968 | D | — | — | (F10) Price reported is weighted average sales price. |
| 3 | Common | Humana Common | 2022-12-15 | F | D | 165 | $510.02 | 5,603 | D | — | — | (F9) Shares disposed of represent payment for tax liability on shares vesting 12/15/22, no value received in return. |
| 4 | Common | Humana Common | 2022-12-15 | M | A | 361 | $0.00 | 5,768 | D | — | — | |
| 5 | Common | Humana Common | 2022-12-15 | F | D | 185 | $510.02 | 5,187 | D | — | — | (F9) Shares disposed of represent payment for tax liability on shares vesting 12/15/22, no value received in return. |
| 6 | Common | Humana Common | 2022-12-15 | M | A | 405 | $0.00 | 5,592 | D | — | — | |
| 7 | Common | Humana Common | 2022-12-15 | F | D | 185 | $510.02 | 5,407 | D | — | — | (F9) Shares disposed of represent payment for tax liability on shares vesting 12/15/22, no value received in return. |
| 8 | Derivative | Restricted Stock Units | 2022-12-15 | M | D | 361 | $0.00 | 724 | D | — · — to — | 361 Humana Common | (F5) Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). (F8) Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24. |
| 9 | Derivative | Restricted Stock Units | 2022-12-15 | M | D | 404 | $0.00 | 0 | D | — · — to — | 404 Humana Common | (F5) Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). (F6) Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22. |
| 10 | Derivative | Restricted Stock Units | 2022-12-15 | M | D | 405 | $0.00 | 406 | D | — · — to — | 405 Humana Common | (F5) Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). (F7) Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23. |