Form 4/A for SCHW Charles Schwab Corporation
Accepted 2022-12-19 00:00:00 ET · period of report 2022-10-28 · accession 0001062993-22-024101 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2022-12-19 | 2022-10-28 | SCHW | Murtagh Nigel J | CRO, MD | S - Sale+OE | $80.00 | -16.2K | 68.1K | -19% | -$1.29M |
| DA | 2022-12-19 | 2022-10-28 | SCHW | Murtagh Nigel J | CRO, MD | M - OptEx | $30.17 | +16.2K | 84.3K | +24% | +$487.8K |
| DA | 2022-12-19 | 2022-10-28 | SCHW | Murtagh Nigel J | CRO, MD | M - OptEx | $0.00 | -16.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-10-28 | S | D | 16,169 | $80.00 | 68,104.63 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $79.975 to $80.025. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2022-10-28 | M | A | 16,169 | $30.17 | 84,273.63 | D | — | — | (F2) Includes 137.3222 shares acquired through dividend reinvestment that were previously inadvertently omitted. |
| 3 | Derivative | Nonqualified Stock Option | 2022-10-28 | M | D | 16,169 | $0.00 | 0 | D | $30.17 · — to 2025-03-02 | 16,169 Common Stock | (F5) The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on March 2, 2016, the first anniversary of the grant date. |