Form 4 for HPE Hewlett Packard Enterprise
Accepted 2022-12-19 00:00:00 ET · period of report 2022-12-15 · accession 0001062993-22-024145 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-12-19 | 2022-12-15 | HPE | Rothman Irv | Pres, CEO Financial Services | M - OptEx | $15.76 | +1,741 | 52.7K | +3% | +$27.4K |
| D | 2022-12-19 | 2022-12-15 | HPE | Rothman Irv | Pres, CEO Financial Services | F - Tax | $15.76 | -1,741 | 51.0K | -3% | -$27.4K |
| D | 2022-12-19 | 2022-12-15 | HPE | Rothman Irv | Pres, CEO Financial Services | M - OptEx | — | -1,741 | 37.4K | -4% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-15 | M | A | 1,741 | $15.76 | 52,704 | D | — | — | |
| 2 | Common | Common Stock | 2022-12-15 | F | D | 1,741 | $15.76 | 50,963 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2022-12-15 | M | D | 1,741 | — | 37,445 | D | — · — to — | 1,741 Common Stock | (F2) As previously reported, on 12/09/21 the reporting person was granted 56,892 restricted stock units ("RSUs"), 18,964 of which vested on 12/09/22, 18,093 of which will vest on 12/09/23, and 18,094 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |