Form 4 for HPE Hewlett Packard Enterprise
Accepted 2022-12-19 00:00:00 ET · period of report 2022-12-15 · accession 0001062993-22-024150 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-12-19 | 2022-12-15 | HPE | ROBBIATI TAREK | EVP, CFO | M - OptEx | $15.76 | +123.5K | 317.7K | +64% | +$1.95M |
| DM | 2022-12-19 | 2022-12-15 | HPE | ROBBIATI TAREK | EVP, CFO | F - Tax | $15.76 | -91.3K | 287.1K | -24% | -$1.44M |
| D | 2022-12-19 | 2022-12-15 | HPE | ROBBIATI TAREK | EVP, CFO | A - Grant | $15.76 | +60.7K | 317.2K | +24% | +$956.7K |
| D | 2022-12-19 | 2022-12-15 | HPE | ROBBIATI TAREK | EVP, CFO | M - OptEx | — | -123.5K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-15 | M | A | 123,506 | $15.76 | 317,699 | D | — | — | |
| 2 | Common | Common Stock | 2022-12-15 | F | D | 61,235 | $15.76 | 256,464 | D | — | — | |
| 3 | Common | Common Stock | 2022-12-15 | A | A | 60,705 | $15.76 | 317,169 | D | — | — | (F1) On 03/15/21 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest over a three-year period subject to performance and are issued in Issuer's common stock. |
| 4 | Common | Common Stock | 2022-12-15 | F | D | 30,099 | $15.76 | 287,070 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2022-12-15 | M | D | 123,506 | — | 0 | D | — · — to — | 123,506 Common Stock | (F3) As previously reported, on 03/15/21 the reporting person was granted 233,645 restricted stock units ("RSUs"), 116,822 of which vested on 12/15/21 and 116,823 of which vested on 12/15/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 6,683 vested dividend equivalent rights and a de minimus adjustment of 0.9613 due to fractional rounding of the dividend equivalent rights. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |