Form 4 for HPE Hewlett Packard Enterprise
Accepted 2022-12-19 00:00:00 ET · period of report 2022-12-15 · accession 0001062993-22-024151 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-12-19 | 2022-12-15 | HPE | Neri Antonio F | Pres, CEO | M - OptEx | $15.76 | +16.9K | 1.39M | +1% | +$266.7K |
| DM | 2022-12-19 | 2022-12-15 | HPE | Neri Antonio F | Pres, CEO | F - Tax | $15.76 | -16.9K | 1.39M | -1% | -$266.7K |
| DM | 2022-12-19 | 2022-12-15 | HPE | Neri Antonio F | Pres, CEO | M - OptEx | — | -16.9K | 280.6K | -6% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-15 | M | A | 10,510 | $15.76 | 1,395,801 | D | — | — | |
| 2 | Common | Common Stock | 2022-12-15 | M | A | 6,412 | $15.76 | 1,391,703 | D | — | — | |
| 3 | Common | Common Stock | 2022-12-15 | F | D | 6,412 | $15.76 | 1,385,291 | D | — | — | |
| 4 | Common | Common Stock | 2022-12-15 | F | D | 10,510 | $15.76 | 1,385,291 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2022-12-15 | M | D | 6,412 | — | 177,026 | D | — · — to — | 6,412 Common Stock | (F2) As previously reported, on 12/10/20 the reporting person was granted 515,677 restricted stock units ("RSUs"), 171,892 of which vested on 12/10/21, 171,892 of which vested on 12/10/22, and 165,481 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 6 | Derivative | Restricted Stock Units | 2022-12-15 | M | D | 10,510 | — | 280,592 | D | — · — to — | 10,510 Common Stock | (F3) As previously reported, on 12/09/21 the reporting person was granted 422,627 RSUs, 140,875 of which vested on 12/09/22, and 135,621 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |