Form 4 for HPE Hewlett Packard Enterprise
Accepted 2022-12-19 00:00:00 ET · period of report 2022-12-15 · accession 0001062993-22-024152 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-12-19 | 2022-12-15 | HPE | SCHULTZ JOHN F | EVP, COLO | F - Tax | $15.76 | -4,852 | 450.0K | -1% | -$76.5K |
| DM | 2022-12-19 | 2022-12-15 | HPE | SCHULTZ JOHN F | EVP, COLO | M - OptEx | $15.76 | +4,852 | 454.0K | +1% | +$76.5K |
| DM | 2022-12-19 | 2022-12-15 | HPE | SCHULTZ JOHN F | EVP, COLO | M - OptEx | — | -4,852 | 107.9K | -4% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-15 | F | D | 809 | $15.76 | 449,971.39 | D | — | — | |
| 2 | Common | Common Stock | 2022-12-15 | M | A | 809 | $15.76 | 450,780.39 | D | — | — | |
| 3 | Common | Common Stock | 2022-12-15 | F | D | 4,043 | $15.76 | 449,971.39 | D | — | — | |
| 4 | Common | Common Stock | 2022-12-15 | M | A | 4,043 | $15.76 | 454,014.39 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2022-12-15 | M | D | 809 | — | 21,270 | D | — · — to — | 809 Common Stock | (F3) As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which will vest on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 6 | Derivative | Restricted Stock Units | 2022-12-15 | M | D | 4,043 | — | 107,919 | D | — · — to — | 4,043 Common Stock | (F2) As previously reported, on 12/09/21 the reporting person was granted 162,549 restricted stock units ("RSUs"), 54,183 of which vested on 12/09/22, 52,161 of which will vest on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |