Form 4 for DC Dakota Gold Corp.
Accepted 2022-12-19 00:00:00 ET · period of report 2022-12-16 · accession 0001062993-22-024158 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-12-19 | 2022-12-16 | DC | Awde Jonathan T. | Pres, CEO, Dir | F - Tax | $2.98 | -187.2K | 286.2K | -40% | -$558.0K |
| D | 2022-12-19 | 2022-12-16 | DC | Awde Jonathan T. | Pres, CEO, Dir | M - OptEx | — | +350.0K | 473.4K | +284% | — |
| D | 2022-12-19 | 2022-12-16 | DC | Awde Jonathan T. | Pres, CEO, Dir | M - OptEx | $0.00 | -350.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-16 | F | D | 187,250 | $2.98 | 286,161 | D | — | — | (F2) Represents net settlement for taxes due in connection with the conversion of 350,000 vested RSUs into shares of Common Stock upon settlement by the Issuer, based on a closing price of $2.98 per share of the Common Stock on December 15, 2022 on the NYSE American. |
| 2 | Common | Common Stock | 2022-12-16 | M | A | 350,000 | — | 473,411 | D | — | — | (F1) The Reporting Person was granted 350,000 restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs settled on December 16, 2022 and were converted into 162,750 shares of Common Stock, net of shares of Common Stock withheld for taxes due on such conversion. |
| 3 | Derivative | Restricted Stock Units | 2022-12-16 | M | D | 350,000 | $0.00 | 0 | D | — · — to — | 350,000 Common Stock | (F1) The Reporting Person was granted 350,000 restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs settled on December 16, 2022 and were converted into 162,750 shares of Common Stock, net of shares of Common Stock withheld for taxes due on such conversion. |