Form 4 for GERN GERON CORP
Accepted 2023-01-03 00:00:00 ET · period of report 2022-12-30 · accession 0001062993-23-000093 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-01-03 | 2022-12-30 | GERN | Kapur Anil | EVP, CCO, Corp Strategy | A - Grant | $1.11 | +6,021 | 53.2K | +13% | +$6,683 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-30 | A | A | 6,021 | $1.11 | 53,216 | D | — | — | (F1) The reporting person is voluntarily reporting the acquisition of 6,021 shares of the Issuer's common stock pursuant to the Geron Corporation 2014 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of July 1, 2022 through December 30, 2022 for the 12 month offering period beginning January 3, 2022. This transaction is exempt under Rule 16b-3(c). (F2) In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on January 3, 2022. (F3) The total number of securities beneficially owned of 53,216 shares represents the aggregate number of shares of Geron common stock purchased under the ESPP. |