Form 4 for ALSN Allison Transmission Holdings Inc
Accepted 2023-01-04 00:00:00 ET · period of report 2023-01-03 · accession 0001062993-23-000235 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-04 | 2023-01-03 | ALSN | Graziosi David S. | COB, CEO | F - Tax | $41.60 | -51.4K | 205.6K | -20% | -$2.14M |
| DM | 2023-01-04 | 2023-01-03 | ALSN | Graziosi David S. | COB, CEO | M - OptEx | — | +124.1K | 257.0K | +93% | — |
| DM | 2023-01-04 | 2023-01-03 | ALSN | Graziosi David S. | COB, CEO | M - OptEx | $0.00 | -124.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-03 | F | D | 51,447 | $41.60 | 205,554 | D | — | — | (F2) Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of PSUs. |
| 2 | Common | Common Stock | 2023-01-03 | M | A | 97,342 | — | 230,232 | D | — | — | (F1) Settlement of performance-based restricted stock units ("PSUs") granted June 29, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. |
| 3 | Common | Common Stock | 2023-01-03 | M | A | 26,769 | — | 257,001 | D | — | — | (F1) Settlement of performance-based restricted stock units ("PSUs") granted June 29, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. |
| 4 | Derivative | Performance Stock Units | 2023-01-03 | M | D | 97,342 | $0.00 | 0 | D | — · — to — | 97,342 Common Stock | (F1) Settlement of performance-based restricted stock units ("PSUs") granted June 29, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. |
| 5 | Derivative | Performance Stock Units | 2023-01-03 | M | D | 26,769 | $0.00 | 0 | D | — · — to — | 26,769 Common Stock | (F1) Settlement of performance-based restricted stock units ("PSUs") granted June 29, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. |