Form 4 for SWKHL SWK Holdings Corp
Accepted 2023-01-04 00:00:00 ET · period of report 2022-12-30 · accession 0001062993-23-000360 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-01-04 | 2022-12-30 | SWKHL | Pennington Marcus Edward | Dir | A - Grant | $17.64 | +1,558 | 8,282 | +23% | +$27.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-30 | A | A | 779 | $17.64 | 9,061 | D | — | — | (F2) Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for his services as a director, based on the $17.64 closing price of the common stock on December 30, 2022. The restricted shares vest on December 30, 2023, subject to the Reporting Person's continued service through such vesting date. |
| 2 | Common | Common Stock | 2022-12-30 | A | A | 779 | $17.64 | 8,282 | D | — | — | (F1) Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $17.64 closing price of the common stock on December 30, 2022. |