Form 4 for DXLG DESTINATION XL GROUP, INC.
Accepted 2023-01-12 00:00:00 ET · period of report 2023-01-11 · accession 0001062993-23-000879 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-12 | 2023-01-11 | DXLG | Jones Stacey | CHRO | M - OptEx | $2.53 | +36.8K | 104.8K | +54% | +$93.0K |
| D | 2023-01-12 | 2023-01-11 | DXLG | Jones Stacey | CHRO | S - Sale+OE | $7.02 | -36.8K | 88.5K | -29% | -$258.0K |
| DM | 2023-01-12 | 2023-01-11 | DXLG | Jones Stacey | CHRO | M - OptEx | $0.00 | -36.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.01 par value | 2023-01-11 | M | A | 20,447 | $0.53 | 125,284 | D | — | — | |
| 2 | Common | Common Stock, $0.01 par value | 2023-01-11 | S | D | 36,751 | $7.02 | 88,533 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.075, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. |
| 3 | Common | Common Stock, $0.01 par value | 2023-01-11 | M | A | 16,304 | $5.04 | 104,837 | D | — | — | |
| 4 | Derivative | Non-Qualified Stock Option (Right to Buy) | 2023-01-11 | M | D | 20,447 | $0.00 | 61,341 | D | — · 2021-06-11 to 2030-06-11 | 20,447 Common Stock | (F3) Represents a grant of Stock Options to the Reporting Person on June 11, 2020 under the 2020-2022 Long-Term Incentive Plan. 20,447 Stock Options became exercisable on each of June 11, 2021 and April 1, 2022, and 20,447 Stock Options will become exercisable on each of April 1, 2023 and April 1, 2024. (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.075, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. |
| 5 | Derivative | Non-Qualified Stock Option (Right to Buy) | 2023-01-11 | M | D | 16,304 | $0.00 | 0 | D | — · 2015-01-31 to 2023-05-28 | 16,304 Common Stock | (F2) Represents a grant of non-qualified stock options ("Stock Options") to the Reporting Person on May 28, 2013 under the 2013-2016 Long-Term Incentive Plan. The shares subject to time-based vesting became fully vested January 28, 2017. (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.075, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. |