Form 4 for BBW BUILD-A-BEAR WORKSHOP INC
Accepted 2023-01-19 00:00:00 ET · period of report 2023-01-17 · accession 0001062993-23-001082 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-19 | 2023-01-17 | BBW | John Sharon Price | Pres, CEO, Dir | M - OptEx | $9.43 | +27.2K | 545.7K | +5% | +$256.7K |
| DM | 2023-01-19 | 2023-01-17+ | BBW | John Sharon Price | Pres, CEO, Dir | S - Sale+OE | $23.24 | -52.1K | 493.6K | -10% | -$1.21M |
| D | 2023-01-19 | 2023-01-17 | BBW | John Sharon Price | Pres, CEO, Dir | M - OptEx | $0.00 | -27.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-17 | M | A | 27,225 | $9.43 | 545,657 | D | — | — | (F1) The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. |
| 2 | Common | Common Stock | 2023-01-17 | S | D | 25,910 | $23.51 | 519,747 | D | — | — | (F1) The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.22 to $23.99, inclusive. The Reporting Person undertakes to provide to Build-A-Bear Workshop, Inc., any security holder of Build-A-Bear Workshop, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. |
| 3 | Common | Common Stock | 2023-01-17 | S | D | 1,315 | $24.12 | 518,432 | D | — | — | (F1) The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.35, inclusive. The Reporting Person undertakes to provide to Build-A-Bear Workshop, Inc., any security holder of Build-A-Bear Workshop, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. |
| 4 | Common | Common Stock | 2023-01-18 | S | D | 16,096 | $22.65 | 502,336 | D | — | — | (F1) The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.31 to $22.99, inclusive. The Reporting Person undertakes to provide to Build-A-Bear Workshop, Inc., any security holder of Build-A-Bear Workshop, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. |
| 5 | Common | Common Stock | 2023-01-18 | S | D | 8,746 | $23.37 | 493,590 | D | — | — | (F1) The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.02 to $23.53, inclusive. The Reporting Person undertakes to provide to Build-A-Bear Workshop, Inc., any security holder of Build-A-Bear Workshop, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. (F6) After giving effect to the transactions reported in this Form 4, Ms. John directly owns 397,487 shares of common stock and 96,103 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Ms. John holds vested options to purchase 144,684 shares of Build-A-Bear Workshop, Inc.'s common stock. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2023-01-17 | M | D | 27,225 | $0.00 | 0 | D | $9.43 · 2014-03-18 to 2024-03-18 | 27,225 Common Stock | (F1) The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. (F7) The options vest in equal annual installments over three years from the date of the grant. |