Form 4 for BAX Baxter International
Accepted 2023-01-19 00:00:00 ET · period of report 2023-01-17 · accession 0001062993-23-001088 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-19 | 2023-01-17 | BAX | Mason Jeanne K | SVP, Human Resources | S - Sale+OE | $44.70 | -59.5K | 126.2K | -32% | -$2.66M |
| D | 2023-01-19 | 2023-01-17 | BAX | Mason Jeanne K | SVP, Human Resources | M - OptEx | $37.82 | +59.5K | 185.7K | +47% | +$2.25M |
| DM | 2023-01-19 | 2023-01-17 | BAX | Mason Jeanne K | SVP, Human Resources | M - OptEx | $0.00 | -59.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $1 par value | 2023-01-17 | S | D | 59,477 | $44.70 | 126,231 | D | — | — | (F2) Price reflects weighted average sales price. Range of prices for transactions are $44.25 through $45.10. Full information regarding the number of shares sold at each separate price will be provided by Baxter International Inc. upon request. |
| 2 | Common | Common Stock, $1 par value | 2023-01-17 | M | A | 59,477 | $37.82 | 185,708 | D | — | — | |
| 3 | Derivative | Stock Option (Right to Buy) | 2023-01-17 | M | D | 19,826 | $0.00 | 19,826 | D | $37.82 · 2015-03-05 to 2023-03-03 | 19,826 Common Stock, $1 par value | |
| 4 | Derivative | Stock Option (Right to Buy) | 2023-01-17 | M | D | 19,825 | $0.00 | 39,652 | D | $37.82 · 2014-03-05 to 2023-03-03 | 19,825 Common Stock, $1 par value | |
| 5 | Derivative | Stock Option (Right to Buy) | 2023-01-17 | M | D | 19,826 | $0.00 | 0 | D | $37.82 · 2016-03-07 to 2023-03-03 | 19,826 Common Stock, $1 par value |