Form 4 for EXC Exelon
Accepted 2023-01-25 00:00:00 ET · period of report 2023-01-23 · accession 0001062993-23-001375 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-25 | 2023-01-23 | EXC | Glockner David | EVP Compliance, Audit, Risk | M - OptEx | — | +60.2K | 70.4K | +596% | — |
| D | 2023-01-25 | 2023-01-23 | EXC | Glockner David | EVP Compliance, Audit, Risk | F - Tax | $41.82 | -23.3K | 47.1K | -33% | -$972.6K |
| D | 2023-01-25 | 2023-01-23 | EXC | Glockner David | EVP Compliance, Audit, Risk | D - Sale to Iss | $41.82 | -25.6K | 21.5K | -54% | -$1.07M |
| D | 2023-01-25 | 2023-01-23 | EXC | Glockner David | EVP Compliance, Audit, Risk | A - Grant | — | +11.2K | 11.2K | New | — |
| DM | 2023-01-25 | 2023-01-23 | EXC | Glockner David | EVP Compliance, Audit, Risk | M - OptEx | — | -60.2K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-23 | M | A | 60,243 | — | 70,353 | D | — | — | (F1) Common shares acquired from vested equity awards granted under the Exelon Long-term Incentive Plan (LTIP). |
| 2 | Common | Common Stock | 2023-01-23 | F | D | 23,257 | $41.82 | 47,096 | D | — | — | |
| 3 | Common | Common Stock | 2023-01-23 | D | D | 25,606 | $41.82 | 21,490 | D | — | — | |
| 4 | Derivative | 2023 Restricted Stock Units | 2023-01-23 | A | A | 11,206 | — | 11,206 | D | $0.00 · — to — | 11,206 Common Stock | (F2) Restricted stock unit (RSU) award granted under the Exelon LTIP. Award vests in 1/3 increments at the January or February meeting of the Exelon Compensation Committee with each RSU representing the right to receive one share of Exelon common stock upon vesting. The award accrues quarterly dividend equivalents in the form of additional RSUs representing common stock dividends as approved by the Board, which vest on the same schedule as the underlying RSU award. |
| 5 | Derivative | 2022 Restricted Stock Units | 2023-01-23 | M | D | 3,737 | — | 7,474 | D | $0.00 · — to — | 3,737 Common Stock | (F3) Vesting of previously granted RSU award under the Exelon LTIP. See footnote #2 for details about the award's terms and vesting schedule. |
| 6 | Derivative | 2021 Restricted Stock Units | 2023-01-23 | M | D | 5,055 | — | 5,055 | D | $0.00 · — to — | 5,055 Common Stock | (F3) Vesting of previously granted RSU award under the Exelon LTIP. See footnote #2 for details about the award's terms and vesting schedule. |
| 7 | Derivative | Earned Performance RSU | 2023-01-23 | M | D | 43,923 | — | 0 | D | $0.00 · — to — | 43,923 Common Stock | (F7) Vesting of previously granted RSU award under the LTIP. This award cliff vests at the January 2023 meeting of the Exelon Compensation Committee with each RSU representing the right to receive one share of Exelon common stock. |
| 8 | Derivative | 2020 Restricted Stock Units | 2023-01-23 | M | D | 7,528 | — | 0 | D | $0.00 · — to — | 7,528 Common Stock | (F3) Vesting of previously granted RSU award under the Exelon LTIP. See footnote #2 for details about the award's terms and vesting schedule. |