Form 4 for ASRV AMERISERV FINANCIAL INC /PA/
Accepted 2023-01-27 00:00:00 ET · period of report 2023-01-27 · accession 0001062993-23-001448 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-27 | 2023-01-27 | ASRV | STOPKO JEFFREY A | Pres, CEO ASRV, Bank | M - OptEx | $3.23 | +4,515 | 110.3K | +4% | +$14.6K |
| D | 2023-01-27 | 2023-01-27 | ASRV | STOPKO JEFFREY A | Pres, CEO ASRV, Bank | M - OptEx | $0.00 | -4,515 | 26.9K | -14% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-27 | M | A | 4,515 | $3.23 | 110,299 | D | — | — | (F1) 49,680 shares are held jointly with Mr. Stopko's wife. |
| 2 | Derivative | Common Stock (Right to Buy) | 2023-01-27 | M | D | 4,515 | $0.00 | 26,918 | D | $3.23 · 2014-03-15 to 2023-03-15 | 4,515 Common Stock | (F2) The options vest in three equal annual installments beginning on 3/15/14 subject to acceleration or forfeiture in certain specified circumstances. |