Form 4 for SCHW Charles Schwab Corporation
Accepted 2023-02-02 00:00:00 ET · period of report 2023-02-01 · accession 0001062993-23-001982 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-02 | 2023-02-01 | SCHW | Schwab Charles R. | Co-COB, Dir | M - OptEx | $16.40 | +121.1K | 0 | New | +$1.99M |
| DI | 2023-02-02 | 2023-02-01 | SCHW | Schwab Charles R. | Co-COB, Dir | S - Sale+OE | $77.84 | -121.1K | 60.22M | -0.2% | -$9.42M |
| D | 2023-02-02 | 2023-02-01 | SCHW | Schwab Charles R. | Co-COB, Dir | M - OptEx | $0.00 | -121.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-01 | M | A | 121,066 | $16.40 | 0 | D by Trust | — | — | (F1) Reflects the contribution of the shares received upon exercise of the option to a living trust. |
| 2 | Common | Common Stock | 2023-02-01 | S | D | 121,066 | $77.84 | 60,223,399 | I | — | — | (F1) Reflects the contribution of the shares received upon exercise of the option to a living trust. |
| 3 | Derivative | Nonqualified Stock Option (right to buy) | 2023-02-01 | M | D | 121,066 | $0.00 | 0 | D | $16.40 · — to 2023-03-01 | 121,066 Common Stock | (F3) The option was granted under the company???s 2004 Stock Incentive Plan and vested in four equal annual installments beginning on March 1, 2014. |