InsiderTrades

Form 4 for AIV APARTMENT INVESTMENT & MANAGEMENT CO

Accepted 2023-02-03 00:00:00 ET · period of report 2023-02-01 · accession 0001062993-23-002140 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
D 2023-02-03 2023-02-01 AIV Stanfield Lynn EVP, CFO A - Grant — +37.7K 350.2K +12% —
DM 2023-02-03 2023-02-01 AIV Stanfield Lynn EVP, CFO A - Grant — +10.1K 6,858 New —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Class A Common Stock 2023-02-01 A A 37,678 — 350,211 D — — (F1) The shares vest one-third on each anniversary of the grant date of February 1, 2023, beginning with the first anniversary. (F2) Stock award approved by Compensation and Human Resources Committee in connection with a portion of 2023 long-term incentive compensation, price column not applicable. (F3) Reflects securities transferred pursuant to a domestic relations agreement.
2 Derivative LTIP Units of Aimco OP L.P. 2023-02-01 A A 3,267 — 11,000 D — · — to — 3,267 Partnership Common Units (F5) Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2020 long-term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. (F4) Pursuant to the Amended and Restated Agreement of Limited Partnership of Aimco OP L.P. (the "Partnership Agreement"), a holder of LTIP Units or LTIP II Units has the right to convert all or a portion of such holder's vested LTIP or LTIP II Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units have the right to require Aimco OP L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Investment and Management Company or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of Aimco OP L.P. (F6) The LTIP Units vest 50% on February 1, 2023, and 50% on January 28, 2024. (F7) The LTIP Units do not expire.
3 Derivative LTIP II Units of Aimco OP L.P. 2023-02-01 A A 6,858 — 6,858 D — · — to — 6,858 Partnership Common Units (F8) Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2020 long-term incentive compensation, price column not applicable. Receipt of the LTIP II Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. (F4) Pursuant to the Amended and Restated Agreement of Limited Partnership of Aimco OP L.P. (the "Partnership Agreement"), a holder of LTIP Units or LTIP II Units has the right to convert all or a portion of such holder's vested LTIP or LTIP II Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units have the right to require Aimco OP L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Investment and Management Company or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of Aimco OP L.P. (F9) The LTIP II Units vest 50% on February 1, 2023, and 50% on January 28, 2024. (F10) The LTIP II Units do not expire.