Form 4 for OTIS Otis Worldwide
Accepted 2023-02-07 00:00:00 ET · period of report 2023-02-03 · accession 0001062993-23-002403 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-07 | 2023-02-03+ | OTIS | Calleja Fernandez Bernardo | Pres, Otis EMEA | F - Tax | $84.73 | -2,211 | 14.1K | -14% | -$187.3K |
| DM | 2023-02-07 | 2023-02-03+ | OTIS | Calleja Fernandez Bernardo | Pres, Otis EMEA | M - OptEx | — | +6,220 | 14.7K | +73% | — |
| DM | 2023-02-07 | 2023-02-03+ | OTIS | Calleja Fernandez Bernardo | Pres, Otis EMEA | M - OptEx | $0.00 | -6,220 | 2,716 | -70% | $0 |
| DM | 2023-02-07 | 2023-02-07 | OTIS | Calleja Fernandez Bernardo | Pres, Otis EMEA | A - Grant | $0.00 | +20.3K | 4,607 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-05 | F | D | 607 | $84.73 | 17,356 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-05 | M | A | 1,707 | — | 17,963 | D | — | — | (F1) Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. |
| 3 | Common | Common Stock | 2023-02-04 | F | D | 1,001 | $84.73 | 16,256 | D | — | — | |
| 4 | Common | Common Stock | 2023-02-04 | M | A | 3,160 | — | 17,257 | D | — | — | (F1) Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. |
| 5 | Common | Common Stock | 2023-02-03 | M | A | 1,353 | — | 14,700 | D | — | — | (F1) Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. |
| 6 | Common | Common Stock | 2023-02-03 | F | D | 603 | $84.73 | 14,097 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2023-02-04 | M | D | 3,160 | $0.00 | 0 | D | — · — to — | 3,160 Common Stock | (F1) Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. (F3) The reporting person was granted RSUs by our former parent on February 4, 2020. These were converted into issuer RSUs that fully vested on the Transaction Date. |
| 8 | Derivative | Stock Appreciation Rights | 2023-02-07 | A | A | 15,730 | $0.00 | 15,730 | D | $83.63 · — to 2033-02-06 | 15,730 Common Stock | (F5) RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date. |
| 9 | Derivative | Restricted Stock Units | 2023-02-07 | A | A | 4,607 | $0.00 | 4,607 | D | $0.00 · — to — | 4,607 Common Stock | (F1) Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. (F5) RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date. |
| 10 | Derivative | Restricted Stock Units | 2023-02-05 | M | D | 1,707 | $0.00 | 1,714 | D | $0.00 · — to — | 1,707 Common Stock | (F1) Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. (F4) On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date. |
| 11 | Derivative | Restricted Stock Units | 2023-02-03 | M | D | 1,353 | $0.00 | 2,716 | D | — · — to — | 1,353 Common Stock | (F1) Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. (F2) On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date. |