Form 4 for SCHW Charles Schwab Corporation
Accepted 2023-02-08 00:00:00 ET · period of report 2023-02-06 · accession 0001062993-23-002472 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-08 | 2023-02-06 | SCHW | SNEED PAULA A | Dir | G - Gift | $0.00 | -20.9K | 4,899 | -81% | $0 |
| DI | 2023-02-08 | 2023-02-06 | SCHW | SNEED PAULA A | Dir | G - Gift | $0.00 | +20.9K | 137.6K | +18% | $0 |
| DM | 2023-02-08 | 2023-02-06 | SCHW | SNEED PAULA A | Dir | M - OptEx | $45.84 | +20.9K | 17.2K | New | +$957.6K |
| DI | 2023-02-08 | 2023-02-06 | SCHW | SNEED PAULA A | Dir | S - Sale+OE | $80.00 | -20.9K | 116.7K | -15% | -$1.67M |
| DM | 2023-02-08 | 2023-02-06 | SCHW | SNEED PAULA A | Dir | M - OptEx | $0.00 | -20.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-06 | G | D | 20,888 | $0.00 | 4,899 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-06 | G | A | 20,888 | $0.00 | 137,611.16 | I | — | — | |
| 3 | Common | Common Stock | 2023-02-06 | M | A | 7,165 | $39.33 | 12,064 | D by Trust | — | — | |
| 4 | Common | Common Stock | 2023-02-06 | M | A | 8,584 | $43.21 | 25,787 | D | — | — | |
| 5 | Common | Common Stock | 2023-02-06 | M | A | 5,139 | $59.32 | 17,203 | D by Trust | — | — | |
| 6 | Common | Common Stock | 2023-02-06 | S | D | 20,888 | $80.00 | 116,723.16 | I | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $80.00 to $80.005. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 7 | Derivative | Nonqualified Stock Option (right to buy) | 2023-02-06 | M | D | 8,584 | $0.00 | 0 | D | $43.21 · — to 2029-05-17 | 8,584 Common Stock | (F4) The option was granted under the company's 2013 Stock Incentive Plan and vested (i) 25% on May 17, 2020, (ii) 25% on May 17, 2021, and (iii) 50% on May 17, 2022. |
| 8 | Derivative | Nonqualified Stock Option (right to buy) | 2023-02-06 | M | D | 5,139 | $0.00 | 0 | D | $59.32 · — to 2028-05-17 | 5,139 Common Stock | (F3) The option was granted under the company's 2013 Stock Incentive Plan and vested (i) 25% on May 17, 2019, (ii) 25% on May 17, 2020, and (iii) 50% on May 17, 2021. |
| 9 | Derivative | Nonqualified Stock Option (right to buy) | 2023-02-06 | M | D | 7,165 | $0.00 | 0 | D | $39.33 · — to 2027-05-18 | 7,165 Common Stock | (F2) The option was granted under the company's 2013 Stock Incentive Plan and vested (i) 25% on May 18, 2018, (ii) 25% on May 18, 2019, and (iii) 50% on May 18, 2020. |