Form 4 for GERN GERON CORP
Accepted 2023-02-10 00:00:00 ET · period of report 2023-02-08 · accession 0001062993-23-002790 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-10 | 2023-02-08+ | GERN | SCARLETT JOHN A | COB, Pres, CEO, Dir | S - Sale+OE | $3.04 | -1.34M | 0 | -100% | -$4.07M |
| DM | 2023-02-10 | 2023-02-08+ | GERN | SCARLETT JOHN A | COB, Pres, CEO, Dir | M - OptEx | $1.50 | +1.34M | 446.7K | New | +$2.01M |
| DM | 2023-02-10 | 2023-02-08+ | GERN | SCARLETT JOHN A | COB, Pres, CEO, Dir | M - OptEx | $0.00 | -1.34M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-08 | S | D | 446,666 | $3.08 | 0 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-09 | S | D | 446,666 | $3.03 | 0 | D | — | — | |
| 3 | Common | Common Stock | 2023-02-10 | M | A | 446,668 | $1.50 | 446,668 | D | — | — | |
| 4 | Common | Common Stock | 2023-02-10 | S | D | 446,668 | $3.00 | 0 | D | — | — | |
| 5 | Common | Common Stock | 2023-02-09 | M | A | 446,666 | $1.50 | 446,666 | D | — | — | |
| 6 | Common | Common Stock | 2023-02-08 | M | A | 446,666 | $1.50 | 446,666 | D | — | — | |
| 7 | Derivative | Employee Stock Option (right to buy) | 2023-02-10 | M | D | 446,668 | $0.00 | 0 | D | $1.50 · — to 2023-02-13 | 446,668 Common Stock | (F1) Option was fully vested. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2023-02-08 | M | D | 446,666 | $0.00 | 0 | D | $1.50 · — to 2023-02-13 | 446,666 Common Stock | (F1) Option was fully vested. |
| 9 | Derivative | Employee Stock Option (right to buy) | 2023-02-09 | M | D | 446,666 | $0.00 | 0 | D | $1.50 · — to 2023-02-13 | 446,666 Common Stock | (F1) Option was fully vested. |