Form 4 for GERN GERON CORP
Accepted 2023-02-10 00:00:00 ET · period of report 2023-02-08 · accession 0001062993-23-002792 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-10 | 2023-02-08 | GERN | Bloom Olivia Kyusuk | EVP, CFO | M - OptEx | $1.51 | +400.0K | 474.6K | +536% | +$604.0K |
| D | 2023-02-10 | 2023-02-08 | GERN | Bloom Olivia Kyusuk | EVP, CFO | S - Sale+OE | $3.08 | -400.0K | 74.6K | -84% | -$1.23M |
| D | 2023-02-10 | 2023-02-08 | GERN | Bloom Olivia Kyusuk | EVP, CFO | M - OptEx | $0.00 | -400.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-08 | M | A | 400,000 | $1.51 | 474,588 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-08 | S | D | 400,000 | $3.08 | 74,588 | D | — | — | |
| 3 | Derivative | Employee Stock Option (right to buy) | 2023-02-08 | M | D | 400,000 | $0.00 | 0 | D | $1.51 · — to 2023-02-12 | 400,000 Common Stock | (F1) Option was fully vested. |